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Advisor at ALLY INVEST ADVISORS
Keller, TX | CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLY INVEST ADVISORS | Independent wealth | Mar 26, 2020 | n/a | yes | CHARLOTTE, NC|Keller, TX | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 26, 2007 | Feb 29, 2020 | no | FORT WORTH, TX|BELLEVUE, NE|Southlake, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 26, 2007 | Feb 29, 2020 | no | OMAHA, NE|FORT WORTH, TX|OMAHA, NE|Westlake, TX|Southlake, TX|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | ALLY INVEST ADVISORS | Feb 29, 2020 | Mar 26, 2020 | 26 | Firm change | RIA to RIA |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 29, 2020 | Apr 26, 2007 | -4,692 | Channel change | Other |