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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

SIVIA CAPITAL INVESTMENTS, LLC

CRD 178529

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:52845d0c-cb55-7026-59e2-3c4651b9be9d

Data as of Sep 9, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 1
Observed: Apr 16, 2015 to Sep 9, 2016
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Sivia Capital Investments, LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $18.2MItem 5.F on the latest filing (2016-09-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $18.2M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Accounts: 8
Private funds: 8Schedule D 7.B(1)
Private fund GAV: $18.2Mgross asset value as reported per fund; never fund size
Custody, client assets: $18.2M
SEC number: 801-96183
CRD: 178529
Filings on the tape: 7
First filed: Apr 16, 2015
Latest filed: Sep 9, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
TACIT CAPITAL FUND, LP - SERIES 1	Private Equity Fund	$8.7M	Sep 9, 2016	1	Jun 24, 2015	reported	021-242184
SIVIA OPPORTUNITIES FUND, LP - SERIES 1	Private Equity Fund	$2.7M	Sep 9, 2016	1	Jun 24, 2015	reported	021-240181
TACIT CAPITAL FUND, LP - SERIES 5	Private Equity Fund	$2.1M	Sep 9, 2016	1	Sep 9, 2016	reported	021-261733
TACIT CAPITAL FUND, LP - SERIES 3	Private Equity Fund	$1.9M	Sep 9, 2016	1	Mar 30, 2016	reported	021-252395
TACIT CAPITAL FUND, LP - SERIES 6	Private Equity Fund	$1.0M	Sep 9, 2016	1	Sep 9, 2016	reported	021-263987
SIVIA OPPORTUNITIES FUND, LP - SERIES 3	Private Equity Fund	$825,675	Sep 9, 2016	1	Mar 30, 2016	reported	021-252750
TACIT CAPITAL FUND, LP - SERIES 4	Private Equity Fund	$630,000	Sep 9, 2016	1	Mar 30, 2016	reported	021-256755
SIVIA OPPORTUNITIES FUND, LP - SERIES 2	Private Equity Fund	$325,000	Sep 9, 2016	1	Sep 9, 2016	reported	021-265708

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MAHDAVI, BENJAMIN, FEREIDOON	MANAGING MEMBER	E	yes	03/2015	Apr 16, 2015	Sep 9, 2016
MEISSNER, JULIE, THERESE	Cco	Na	yes	03/2015	Apr 16, 2015	Sep 9, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SENTRY ADVISORS, LLC	n/a	Independent wealth	$2.4B	N	yes	n/a
SIVIA CAPITAL PARTNERS, LLC	n/a	Independent wealth	$1.2B	N	yes	n/a
GARRISON POINT CAPITAL, LLC	n/a	Other adviser	$316M	N	yes	n/a
SAN FRANCISCO SENTRY INVESTMENT GROUP	n/a	Former SEC adviser	$302M	N	yes	n/a
GARRISON POINT FUNDS, LLC	n/a	Former SEC adviser	$3.3M	N	yes	n/a
PINE CAPITAL MANAGEMENT, LLC	n/a	Former SEC adviser	n/a	N	yes	n/a
S F SENTRY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$14.8M	$14.8M	2	1	n/a	5	$14.8M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$18.2M	n/a	n/a	n/a	n/a	2	n/a	n/a	n/a

Relationships

Affiliated with (7)

→ SAN FRANCISCO SENTRY INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ PINE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ GARRISON POINT CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GARRISON POINT FUNDS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SIVIA CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SENTRY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← PINE CAPITAL MANAGEMENT, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (8)

→ TACIT CAPITAL FUND, LP - SERIES 4Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ SIVIA OPPORTUNITIES FUND, LP - SERIES 1Private fundPrivate Equity Fund, IA
Jun 24, 2015 to presentfactForm ADV
→ TACIT CAPITAL FUND, LP - SERIES 3Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ TACIT CAPITAL FUND, LP - SERIES 6Private fundPrivate Equity Fund, IA
Sep 9, 2016 to presentfactForm ADV
→ SIVIA OPPORTUNITIES FUND, LP - SERIES 3Private fundPrivate Equity Fund, IA
Mar 30, 2016 to presentfactForm ADV
→ TACIT CAPITAL FUND, LP - SERIES 5Private fundPrivate Equity Fund, IA
Sep 9, 2016 to presentfactForm ADV
→ SIVIA OPPORTUNITIES FUND, LP - SERIES 2Private fundPrivate Equity Fund, IA
Sep 9, 2016 to presentfactForm ADV
→ TACIT CAPITAL FUND, LP - SERIES 1Private fundPrivate Equity Fund, IA
Jun 24, 2015 to presentfactForm ADV

Controls (2)

← MEISSNER, JULIE, THERESEOwnerCCO, ownership code NA, individual
Apr 16, 2015 to presentfactForm ADV
← MAHDAVI, BENJAMIN, FEREIDOONOwnerMANAGING MEMBER, ownership code E, individual
Apr 16, 2015 to presentfactForm ADV

Dated events

Occurred
Apr 16, 2015
First Form ADV filing
Sivia Capital Investments, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52845d0c-cb55-7026-59e2-3c4651b9be9d
First observed: Apr 16, 2015
Last observed: Sep 9, 2016 122 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SIVIA CAPITAL INVESTMENTS, LLC

CRD 178529

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52845d0c-cb55-7026-59e2-3c4651b9be9d

Data as of Sep 9, 2016 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

TACIT CAPITAL FUND, LP - SERIES 1

Private Equity Fund

$8.7M

Sep 9, 2016

Jun 24, 2015

reported

021-242184

SIVIA OPPORTUNITIES FUND, LP - SERIES 1

Private Equity Fund

$2.7M

Sep 9, 2016

Jun 24, 2015

reported

021-240181

TACIT CAPITAL FUND, LP - SERIES 5

Private Equity Fund

$2.1M

Sep 9, 2016

reported

021-261733

TACIT CAPITAL FUND, LP - SERIES 3

Private Equity Fund

$1.9M

Sep 9, 2016

Mar 30, 2016

reported

021-252395

TACIT CAPITAL FUND, LP - SERIES 6

Private Equity Fund

$1.0M

Sep 9, 2016

reported

021-263987

SIVIA OPPORTUNITIES FUND, LP - SERIES 3

Private Equity Fund

$825,675

Sep 9, 2016

Mar 30, 2016

reported

021-252750

TACIT CAPITAL FUND, LP - SERIES 4

Private Equity Fund

$630,000

Sep 9, 2016

Mar 30, 2016

reported

021-256755

SIVIA OPPORTUNITIES FUND, LP - SERIES 2

Private Equity Fund

$325,000

Sep 9, 2016

reported

021-265708

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MAHDAVI, BENJAMIN, FEREIDOON

MANAGING MEMBER

yes

03/2015

Apr 16, 2015

Sep 9, 2016

MEISSNER, JULIE, THERESE

Cco

yes

03/2015

Apr 16, 2015

Sep 9, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SENTRY ADVISORS, LLC

n/a

Independent wealth

$2.4B

yes

n/a

SIVIA CAPITAL PARTNERS, LLC

n/a

Independent wealth

$1.2B

yes

n/a

GARRISON POINT CAPITAL, LLC

n/a

Other adviser

$316M

yes

n/a

SAN FRANCISCO SENTRY INVESTMENT GROUP

n/a

Former SEC adviser

$302M

yes

n/a

GARRISON POINT FUNDS, LLC

n/a

Former SEC adviser

$3.3M

yes

n/a

PINE CAPITAL MANAGEMENT, LLC

n/a

Former SEC adviser

n/a

yes

n/a

S F SENTRY SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 30, 2016

$14.8M

n/a

$14.8M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$18.2M

n/a