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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

PINE CAPITAL MANAGEMENT, LLC

CRD 160553

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:0f6beb2f-daf7-f9d3-3a57-efd7fe0ded1f

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 0
On other graphs: 0
Observed: Jan 31, 2012 to Mar 28, 2016
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 4
Advisory employees: 1
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-73124
CRD: 160553
Filings on the tape: 12
First filed: Jan 31, 2012
Latest filed: Mar 28, 2016
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
STORIE PARTNERS, L.P.	Hedge Fund	$17.0M	Feb 22, 2012	1	Jan 31, 2012	dropped	021-918768
PINE CAPITAL MARITIME SHIPPING FUND (BVI), LTD.	Hedge Fund	$0	Mar 28, 2016	1	Jan 31, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DIRICKSON, RICHARD, EDWARD	MANAGING MEMBER	C	yes	01/2012	Jan 31, 2012	Mar 28, 2016
HOLMES, TIMOTHY, HALL	PORTFOLIO MANAGER	B	yes	01/2012	Jan 31, 2012	Mar 28, 2016
MEISSNER, JULIE, THERESE	Cco	B	yes	01/2012	Jan 31, 2012	Mar 28, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SENTRY ADVISORS, LLC	n/a	Independent wealth	$2.4B	N	yes	n/a
SIVIA CAPITAL PARTNERS, LLC	n/a	Independent wealth	$1.2B	N	yes	n/a
GARRISON POINT CAPITAL, LLC	n/a	Other adviser	$316M	N	yes	n/a
SAN FRANCISCO SENTRY INVESTMENT GROUP	n/a	Former SEC adviser	$302M	N	yes	n/a
SIVIA CAPITAL INVESTMENTS, LLC	n/a	Former SEC adviser	$18.2M	N	yes	n/a
GARRISON POINT FUNDS, LLC	n/a	Former SEC adviser	$3.3M	N	yes	n/a
S F SENTRY SECURITIES, INC.	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 28, 2016	n/a	n/a	4	1	n/a	1	$0
2014	Mar 31, 2015	$0	$0	6	2	n/a	1	$0
2013	Mar 28, 2014	n/a	n/a	6	2	n/a	1	$0
2012	Mar 26, 2013	$0	$0	6	2	n/a	1	$0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	n/a	$0	n/a	$0	n/a	4	6	n/a	n/a

Relationships

Affiliated with (11)

← SIVIA CAPITAL INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SAN FRANCISCO SENTRY INVESTMENT GROUPRegistered adviserother investment adviser, common control
factForm ADV
→ GARRISON POINT CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GARRISON POINT FUNDS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ SIVIA CAPITAL PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SENTRY ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SIVIA CAPITAL INVESTMENTS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← SAN FRANCISCO SENTRY RISK ADVISORS, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← NCS WEALTH, LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← BRAIDER GLOBAL ADVISORS, INC.Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← STORIE ADVISORS, L.L.C.Registered adviserpooled vehicle sponsor, common control
factForm ADV

Advises (2)

→ PINE CAPITAL MARITIME SHIPPING FUND (BVI), LTD.Private fundHedge Fund, IA
Jan 31, 2012 to presentfactForm ADV
→ STORIE PARTNERS, L.P.Private fundHedge Fund, IA, no longer reported
Jan 31, 2012 to Feb 22, 2012factForm ADV

Controls (3)

← HOLMES, TIMOTHY, HALLOwnerPORTFOLIO MANAGER, ownership code B, individual
Jan 31, 2012 to presentfactForm ADV
← MEISSNER, JULIE, THERESEOwnerCCO, ownership code B, individual
Jan 31, 2012 to presentfactForm ADV
← DIRICKSON, RICHARD, EDWARDOwnerMANAGING MEMBER, ownership code C, individual
Jan 31, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0f6beb2f-daf7-f9d3-3a57-efd7fe0ded1f
First observed: Jan 31, 2012
Last observed: Mar 28, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINE CAPITAL MANAGEMENT, LLC

CRD 160553

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0f6beb2f-daf7-f9d3-3a57-efd7fe0ded1f

Data as of Mar 28, 2016 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

STORIE PARTNERS, L.P.

Hedge Fund

$17.0M

Feb 22, 2012

Jan 31, 2012

dropped

021-918768

PINE CAPITAL MARITIME SHIPPING FUND (BVI), LTD.

Hedge Fund

Mar 28, 2016

Jan 31, 2012

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DIRICKSON, RICHARD, EDWARD

MANAGING MEMBER

yes

01/2012

Jan 31, 2012

Mar 28, 2016

HOLMES, TIMOTHY, HALL

PORTFOLIO MANAGER

yes

01/2012

Jan 31, 2012

Mar 28, 2016

MEISSNER, JULIE, THERESE

Cco

yes

01/2012

Jan 31, 2012

Mar 28, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SENTRY ADVISORS, LLC

n/a

Independent wealth

$2.4B

yes

n/a

SIVIA CAPITAL PARTNERS, LLC

n/a

Independent wealth

$1.2B

yes

n/a

GARRISON POINT CAPITAL, LLC

n/a

Other adviser

$316M

yes

n/a

SAN FRANCISCO SENTRY INVESTMENT GROUP

n/a

Former SEC adviser

$302M

yes

n/a

SIVIA CAPITAL INVESTMENTS, LLC

n/a

Former SEC adviser

$18.2M

yes

n/a

GARRISON POINT FUNDS, LLC

n/a

Former SEC adviser

$3.3M

yes

n/a

S F SENTRY SECURITIES, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 28, 2016

n/a

2014

Mar 31, 2015

n/a

2013

Mar 28, 2014

n/a

2012

Mar 26, 2013

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

n/a