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CRD 188518
SCARSDALE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CUNNINGHAM, THOMAS, AQUINAS | CCO/CFO/TREASURER/ SECRETARY/EXECUTIVE VP | Na | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| FUNDAMENTAL CORPORATE CREDIT LIMITED | Owner | E | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| FUNDAMENTAL GROUP LLC | Owner | C | yes | 09/2015 | Oct 19, 2015 | Oct 19, 2015 |
| FUNDAMENTAL HOLDINGS LIMITED | Owner | E | yes | 12/2013 | Oct 19, 2015 | Oct 19, 2015 |
| HADELER, MARTHA, N/A | DIRECTOR, CIO & EXECUTIVE VP | Na | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| MEENAN, KEVIN, PATRICK | DIRECTOR, CEO & PRESIDENT | Na | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| PORTELA, JAMES, GERARD | COO & EXECUTIVE VP | Na | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| ROCHAT, MARC, HENRI | MANAGING MEMBER | F | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| VILLANI, EDMOND, DENNIS | NON-EXECUTIVE DIRECTOR | Na | yes | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| TAKACS-VESBACH, CRISTINA | Owner | E | no | 03/2015 | Oct 19, 2015 | Oct 19, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FUNDAMENTAL CORPORATE CREDIT LIMITED | n/a | n/a | n/a | Y | no | n/a |
| FUNDAMENTAL MANAGERS LLC | n/a | Former SEC adviser | n/a | N | yes | n/a |