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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

FUNDAMENTAL MANAGERS LLC

CRD 281368

SCARSDALE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cac7a8a-64d8-82b7-c447-9c09b06c32d8

Data as of Oct 19, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2015 to Oct 19, 2015
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
SEC number: 801-106839
CRD: 281368
Filings on the tape: 1
First filed: Oct 19, 2015
Latest filed: Oct 19, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CAPITA FIDUCIARY GROUP	Owner	E	yes	08/2008	Oct 19, 2015	Oct 19, 2015
CAPITA PLC	Owner	E	yes	08/2006	Oct 19, 2015	Oct 19, 2015
CAPITA TRUSTEES LIMITED	Owner	E	yes	08/2008	Oct 19, 2015	Oct 19, 2015
CAPITA TRUSTEES LIMITED	Owner	E	yes	08/2006	Oct 19, 2015	Oct 19, 2015
CUNNINGHAM, THOMAS, AQUINAS	CCO/CFO/TREASURER/SECRETARY/ EXECUTIVE VP	Na	yes	05/2015	Oct 19, 2015	Oct 19, 2015
FUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITED	Owner	E	yes	09/2015	Oct 19, 2015	Oct 19, 2015
FUNDAMENTAL INTERCO LIMITED	Owner	E	yes	05/2015	Oct 19, 2015	Oct 19, 2015
HADELER, MARTHA, N/A	DIRECTOR, CIO & EXECUTIVE VP	Na	yes	05/2015	Oct 19, 2015	Oct 19, 2015
MEENAN, KEVIN, PATRICK	DIRECTOR, CEO & PRESIDENT	Na	yes	05/2015	Oct 19, 2015	Oct 19, 2015
PORTELA, JAMES, GERARD	COO & EXECUTIVE VP	Na	yes	05/2015	Oct 19, 2015	Oct 19, 2015
VILLANI, EDMOND, DENNIS	NON-EXECUTIVE DIRECTOR	Na	yes	05/2015	Oct 19, 2015	Oct 19, 2015
CAPITA NOMINEES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)	Shareholder	D	no	09/2015	Oct 19, 2015	Oct 19, 2015
CAPITA SECRETARIES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)	Shareholder	D	no	09/2015	Oct 19, 2015	Oct 19, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FUNDAMENTAL CORPORATE CREDIT LIMITED	n/a	n/a	n/a	Y	no	n/a
FUNDAMENTAL CORPORATE CREDIT US LLC	n/a	Former SEC adviser	n/a	N	yes	n/a

Relationships

Affiliated with (2)

→ FUNDAMENTAL CORPORATE CREDIT US LLCRegistered adviserother investment adviser, bank, common control
factForm ADV
← FUNDAMENTAL CORPORATE CREDIT US LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Controls (10)

← HADELER, MARTHA, N/AOwnerDIRECTOR, CIO & EXECUTIVE VP, ownership code NA, individual
Oct 19, 2015 to presentfactForm ADV
← MEENAN, KEVIN, PATRICKOwnerDIRECTOR, CEO & PRESIDENT, ownership code NA, individual
Oct 19, 2015 to presentfactForm ADV
← CUNNINGHAM, THOMAS, AQUINASOwnerCCO/CFO/TREASURER/SECRETARY/ EXECUTIVE VP, ownership code NA, individual
Oct 19, 2015 to presentfactForm ADV
← PORTELA, JAMES, GERARDOwnerCOO & EXECUTIVE VP, ownership code NA, individual
Oct 19, 2015 to presentfactForm ADV
← VILLANI, EDMOND, DENNISOwnerNON-EXECUTIVE DIRECTOR, ownership code NA, individual
Oct 19, 2015 to presentfactForm ADV
← CAPITA FIDUCIARY GROUPOwnerOWNER, ownership code E, foreign entity
Oct 19, 2015 to presentfactForm ADV
← CAPITA PLCOwnerOWNER, ownership code E, foreign entity
Oct 19, 2015 to presentfactForm ADV
← CAPITA TRUSTEES LIMITEDOwnerOWNER, ownership code E, foreign entity
Oct 19, 2015 to presentfactForm ADV
← FUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITEDOwnerOWNER, ownership code E, foreign entity
Oct 19, 2015 to presentfactForm ADV
← FUNDAMENTAL INTERCO LIMITEDOwnerOWNER, ownership code E, foreign entity
Oct 19, 2015 to presentfactForm ADV

Owns (2)

← CAPITA NOMINEES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)OwnerSHAREHOLDER, ownership code D, foreign entity
Oct 19, 2015 to presentfactForm ADV
← CAPITA SECRETARIES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)OwnerSHAREHOLDER, ownership code D, foreign entity
Oct 19, 2015 to presentfactForm ADV

Dated events

Occurred
Oct 19, 2015
First Form ADV filing
Fundamental Managers Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6cac7a8a-64d8-82b7-c447-9c09b06c32d8
First observed: Oct 19, 2015
Last observed: Oct 19, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FUNDAMENTAL MANAGERS LLC

CRD 281368

SCARSDALE, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6cac7a8a-64d8-82b7-c447-9c09b06c32d8

Data as of Oct 19, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CAPITA FIDUCIARY GROUP

Owner

yes

08/2008

Oct 19, 2015

CAPITA PLC

Owner

yes

08/2006

Oct 19, 2015

CAPITA TRUSTEES LIMITED

Owner

yes

08/2008

Oct 19, 2015

CAPITA TRUSTEES LIMITED

Owner

yes

08/2006

Oct 19, 2015

CUNNINGHAM, THOMAS, AQUINAS

CCO/CFO/TREASURER/SECRETARY/ EXECUTIVE VP

yes

05/2015

Oct 19, 2015

FUNDAMENTAL GLOBAL CORPORATE SECURED LOAN FUND LIMITED

Owner

yes

09/2015

Oct 19, 2015

FUNDAMENTAL INTERCO LIMITED

Owner

yes

05/2015

Oct 19, 2015

HADELER, MARTHA, N/A

DIRECTOR, CIO & EXECUTIVE VP

yes

05/2015

Oct 19, 2015

MEENAN, KEVIN, PATRICK

DIRECTOR, CEO & PRESIDENT

yes

05/2015

Oct 19, 2015

PORTELA, JAMES, GERARD

COO & EXECUTIVE VP

yes

05/2015

Oct 19, 2015

VILLANI, EDMOND, DENNIS

NON-EXECUTIVE DIRECTOR

yes

05/2015

Oct 19, 2015

CAPITA NOMINEES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)

Shareholder

09/2015

Oct 19, 2015

CAPITA SECRETARIES LIMITED (ON BEHALF OF FUNDAMENTAL CORPORATE CREDIT LIMITED)

Shareholder

09/2015

Oct 19, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FUNDAMENTAL CORPORATE CREDIT LIMITED

n/a

FUNDAMENTAL CORPORATE CREDIT US LLC

n/a

Former SEC adviser

n/a

yes

n/a