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Advisor at LPL FINANCIAL LLC
PASS CHRISTIAN, MS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 10, 2025 | n/a | yes | PASS CHRISTIAN, MS | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Sep 9, 2014 | Jul 10, 2025 | no | Pass Christian, MS|FORT WAYNE, IN|HOUSTON, TX|HOUSTON, TX | Previous registration |
| H. BECK, INC. | Former SEC adviser | Sep 12, 2008 | Sep 12, 2014 | no | NEW ORLEANS, LA|FORT WAYNE, IN | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Aug 8, 2006 | Sep 10, 2008 | no | NEW ORLEANS, LA|FT. WAYNE, IN | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Aug 2, 2001 | Aug 9, 2006 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Jul 10, 2025 | Jul 10, 2025 | 0 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | NEXT FINANCIAL GROUP, INC. | Sep 12, 2014 | Sep 9, 2014 | -3 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | H. BECK, INC. | Sep 10, 2008 | Sep 12, 2008 | 2 | Firm change | Other |
| SII INVESTMENTS, INC. | GUNNALLEN FINANCIAL, INC | Aug 9, 2006 | Aug 8, 2006 | -1 | Firm change | Other |