RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••••• E••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Pass Christian, Ms
- N••• F•••••••• G••••• I••• formerSep 9, 2014 to Jul 10, 2025 · Pass Christian, Ms
- H• B•••• I••• formerSep 12, 2008 to Sep 12, 2014 · New Orleans, La
- G•••••••• F••••••••• I•• unclassifiedAug 8, 2006 to Sep 10, 2008 · New Orleans, La
- S•• I••••••••• I••• formerAug 2, 2001 to Aug 9, 2006 · New Orleans, La
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- H• B•••• I••• to N••• F•••••••• G••••• I•••left Sep 12, 2014, registered Sep 9, 2014 (-3 days) · Other
- G•••••••• F••••••••• I•• to H• B•••• I•••left Sep 10, 2008, registered Sep 12, 2008 (2 days) · Other
- S•• I••••••••• I••• to G•••••••• F••••••••• I••left Aug 9, 2006, registered Aug 8, 2006 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address