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Advisor at FRANKLIN LEGACY FINANCIAL, LLC
OVIEDO, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FRANKLIN LEGACY FINANCIAL, LLC | State registered | Nov 11, 2025 | n/a | yes | OVIEDO, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 17, 2003 | Jan 28, 2005 | no | ORLANDO, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 12, 2002 | Dec 16, 2002 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | FRANKLIN LEGACY FINANCIAL, LLC | Jan 28, 2005 | Nov 11, 2025 | 7,592 | Firm change after gap | Wirehouse to state RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | UBS FINANCIAL SERVICES INC. | Dec 16, 2002 | Jan 17, 2003 | 32 | Firm change | Ibd to wirehouse |