DFX Intelligence

M••••••• M••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M••••••• M••••••• H•••••

Advisor at A•••••••• P•••••••• L••

HOUSTON, TX | Dallas, TX

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Search this name across graphsid dfx:ria:5296e81d-d518-f623-447a-087c87966a5c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• P•••••••• L••	Independent wealth	Jan 3, 2022	n/a	yes	Dallas, TX\|HOUSTON, TX	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 20, 2020	Dec 7, 2021	no	DALLAS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A•••••••• P•••••••• L••	Dec 7, 2021	Jan 3, 2022	27	Firm change	Wirehouse to RIA
C•••• C•••••• A•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 15, 2020	Nov 20, 2020

Relationships

Registered with (6)

→ A•••••••• P•••••••• L••Registered adviserregistration: current employment
Jan 3, 2022 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 20, 2020 to Dec 7, 2021factForm ADV
→ C•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2019 to May 15, 2020factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5296e81d-d518-f623-447a-087c87966a5c
First observed: Jul 12, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.