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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OWEN LARUE FINANCIAL GROUP

OWEN LARUE, LLC, CRD 289436

ELIZABETHTOWN, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52aa9d1c-031d-866c-5f45-4cc2ffd514cc

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: Jul 25, 2017 to Sep 8, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.79 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $459MItem 5.F on the latest filing (2026-09-08); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $387M
Private client RAUM: $363MderivedItem 5.D individuals plus high net worth individuals
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,509
Individual clients: 779
High net worth clients: 61
Custody, client assets: $42.6M
SEC number: 801-111041
CRD: 289436
Filings on the tape: 19
First filed: Jul 25, 2017
Latest filed: Sep 8, 2026
Organised: Limited Liability Company, KY
Website: owenlarue.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
WILLIAM D CANN	n/a	Elizabethtown, KY \| ELIZABETHTOWN, KY	2	19	n/a	no
JAMES HARRISON OWEN	n/a	Elizabethtown, KY \| ELIZABETHTOWN, KY	1	18	4	no
ROBERT BENJAMIN LARUE	n/a	ELIZABETHTOWN, KY	1	32	3	no
BRAD TRAVIS	n/a	ELIZABETHTOWN, KY \| Litchfield, KY	1	42	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FIRST CECILIAN BANCORP, INC	Owner	E	yes	04/1991	Mar 27, 2024	May 28, 2024
LARUE, ROBERT, BENJAMIN	MANAGING MEMBER, CCO	C	yes	07/2017	Jul 25, 2017	May 28, 2024
Mahurin, Sarah, Joanna	Member	D	yes	11/2019	May 28, 2024	May 28, 2024
Mutter, June, Caroline	Member	C	yes	11/2019	May 28, 2024	May 28, 2024
OWEN, JAMES, HARRISON	MANAGING MEMBER	C	yes	07/2017	Jul 25, 2017	May 28, 2024
PINE KNOB HOLDING, LLC	Shareholder	C	yes	12/2019	May 28, 2024	May 28, 2024
THE CECILIAN BANK	Member	C	yes	02/2202	Mar 27, 2024	May 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 10, 2026	$459M	$387M	7	4	n/a	n/a
2024	Mar 22, 2025	$343M	$282M	7	4	n/a	n/a
2023	Mar 27, 2024	$273M	$220M	7	4	n/a	n/a
2022	Mar 5, 2023	$235M	$189M	4	3	n/a	n/a
2021	Feb 24, 2022	$271M	$216M	3	3	n/a	n/a
2020	Jan 28, 2021	$234M	$187M	3	3	n/a	n/a
2019	Feb 19, 2020	$172M	$132M	2	2	n/a	n/a
2018	Feb 12, 2019	$131M	$98.7M	2	2	n/a	n/a
2017	Mar 8, 2018	$124M	$102M	2	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$459M	$343M	33.7%	$235M	25.1%	7	7	0	0

Relationships

Registered with (4)

← BRAD TRAVISAdvisorregistration: current employment
May 19, 2025 to presentfactForm ADV
← ROBERT BENJAMIN LARUEAdvisorregistration: current employment
Dec 2, 2024 to presentfactForm ADV
← JAMES HARRISON OWENAdvisorregistration: current employment
Nov 14, 2024 to presentfactForm ADV
← WILLIAM D CANNAdvisorregistration: current employment
Feb 10, 2024 to presentfactForm ADV

Controls (7)

← LARUE, ROBERT, BENJAMINOwnerMANAGING MEMBER, CCO, ownership code C, individual
Jul 25, 2017 to May 28, 2024factForm ADV
← OWEN, JAMES, HARRISONOwnerMANAGING MEMBER, ownership code C, individual
Jul 25, 2017 to May 28, 2024factForm ADV
← Mahurin, Sarah, JoannaOwnerMEMBER, ownership code D, individual
May 28, 2024 to May 28, 2024factForm ADV
← Mutter, June, CarolineOwnerMEMBER, ownership code C, individual
May 28, 2024 to May 28, 2024factForm ADV
← FIRST CECILIAN BANCORP, INCOwnerOWNER, ownership code E, domestic entity
Mar 27, 2024 to May 28, 2024factForm ADV
← PINE KNOB HOLDING, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
May 28, 2024 to May 28, 2024factForm ADV
← THE CECILIAN BANKOwnerMEMBER, ownership code C, domestic entity
Mar 27, 2024 to May 28, 2024factForm ADV

Dated events

Occurred
Mar 10, 2026
Regulatory AUM changed
Owen Larue Financial Group reported RAUM $458.9M, up 34% from $343.1M (2025-03-22 to 2026-03-10)
Form ADVobserved 6 days ago
$116M
Occurred
May 28, 2024
Control person joined
Joanna Sarah Mahurin (Member) appeared on Schedule A of Owen Larue Financial Group
Form ADVobserved 6 days ago
Occurred
May 28, 2024
Control person joined
Caroline June Mutter (Member) appeared on Schedule A of Owen Larue Financial Group
Form ADVobserved 6 days ago
Occurred
Jul 25, 2017
First Form ADV filing
Owen Larue, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52aa9d1c-031d-866c-5f45-4cc2ffd514cc
First observed: Jul 25, 2017
Last observed: Sep 8, 2026 13 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OWEN LARUE FINANCIAL GROUP

OWEN LARUE, LLC, CRD 289436

ELIZABETHTOWN, KY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:52aa9d1c-031d-866c-5f45-4cc2ffd514cc

Data as of Sep 8, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

WILLIAM D CANN

n/a

Elizabethtown, KY | ELIZABETHTOWN, KY

n/a

JAMES HARRISON OWEN

n/a

Elizabethtown, KY | ELIZABETHTOWN, KY

ROBERT BENJAMIN LARUE

n/a

ELIZABETHTOWN, KY

BRAD TRAVIS

n/a

ELIZABETHTOWN, KY | Litchfield, KY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FIRST CECILIAN BANCORP, INC

Owner

yes

04/1991

Mar 27, 2024

May 28, 2024

LARUE, ROBERT, BENJAMIN

MANAGING MEMBER, CCO

yes

07/2017

Jul 25, 2017

May 28, 2024

Mahurin, Sarah, Joanna

Member

yes

11/2019

May 28, 2024

Mutter, June, Caroline

Member

yes

11/2019

May 28, 2024

OWEN, JAMES, HARRISON

MANAGING MEMBER

yes

07/2017

Jul 25, 2017

May 28, 2024

PINE KNOB HOLDING, LLC

Shareholder

yes

12/2019

May 28, 2024

THE CECILIAN BANK

Member

yes

02/2202

Mar 27, 2024

May 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 10, 2026

$459M

$387M

n/a

2024

Mar 22, 2025

$343M

$282M

n/a

2023

Mar 27, 2024

$273M

$220M

n/a

2022

Mar 5, 2023

$235M

$189M

n/a

2021

Feb 24, 2022

$271M

$216M

n/a

2020

Jan 28, 2021

$234M

$187M

n/a

2019

Feb 19, 2020

$172M

$132M

n/a

2018

Feb 12, 2019

$131M

$98.7M

n/a

2017

Mar 8, 2018

$124M

$102M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$459M

$343M

33.7%

$235M

25.1%