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RIA / WealthAdvisor18 years in industry

JAMES HARRISON OWEN

Advisor at OWEN LARUE FINANCIAL GROUP

Elizabethtown, KY | ELIZABETHTOWN, KY

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Search this name across graphsid dfx:ria:8169f3c3-4a52-31de-06f8-44cb8d790401

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OWEN LARUE FINANCIAL GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 25, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 25, 2008
First registration: Mar 27, 2008
Dual registered: no
Other names: JIM Harrison OWEN|JAMES H OWEN|JAMES H OWEN
IAPD individual key: 5454356

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OWEN LARUE FINANCIAL GROUP	Independent wealth	Nov 14, 2024	n/a	yes	Elizabethtown, KY\|ELIZABETHTOWN, KY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 1, 2016	Sep 22, 2017	no	ELIZABETHTOWN, KY	Previous registration
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	May 16, 2014	Sep 15, 2017	no	ELIZABETHTOWN, KY\|MORRISTOWN, NJ	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 20, 2010	May 19, 2014	no	ELIZABETHTOWN, KY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 27, 2008	Apr 20, 2010	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	OWEN LARUE FINANCIAL GROUP	Sep 22, 2017	Nov 14, 2024	2,610	Firm change after gap	Other
PRIVATE ADVISOR GROUP, LLC	LPL FINANCIAL LLC	Sep 15, 2017	Sep 1, 2016	-379	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	PRIVATE ADVISOR GROUP, LLC	May 19, 2014	May 16, 2014	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 20, 2010	Apr 20, 2010	0	Firm change	Other

Relationships

Registered with (5)

→ OWEN LARUE FINANCIAL GROUPRegistered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 1, 2016 to Sep 22, 2017factForm ADV
→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: previous registration
May 16, 2014 to Sep 15, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Apr 20, 2010 to May 19, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 27, 2008 to Apr 20, 2010factForm ADV

Dated events

No dated event names this entity yet.