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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

David Rabin

Advisor at REGAN CAPITAL

DALLAS, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAN CAPITAL
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 20, 1994
First registration: Mar 28, 2013
Dual registered: yes, broker-dealer
Other names: DAVE PAUL RABIN|DAVID PAUL RABIN
IAPD individual key: 2460401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAN CAPITAL	Asset manager	Mar 8, 2024	n/a	yes	DALLAS, TX	Current employment
ASCENDANT CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 3, 2020	Aug 8, 2022	no	LOS ANGELES, CA	Previous registration
PROBABILITIES FUND MANAGEMENT, LLC	Former SEC adviser	Nov 13, 2014	Dec 12, 2016	no	SAN DIEGO, CA	Previous registration
SEI INVESTMENTS MANAGEMENT CORP	Mixed wealth	Mar 28, 2013	Jul 29, 2014	no	OAK PARK, CA\|OAKS, PA\|OAK PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ASCENDANT CAPITAL MANAGEMENT, LLC	REGAN CAPITAL	Aug 8, 2022	Mar 8, 2024	578	Firm change after gap	Other
PROBABILITIES FUND MANAGEMENT, LLC	ASCENDANT CAPITAL MANAGEMENT, LLC	Dec 12, 2016	Mar 3, 2020	1,177	Firm change after gap	Other
SEI INVESTMENTS MANAGEMENT CORP	PROBABILITIES FUND MANAGEMENT, LLC	Jul 29, 2014	Nov 13, 2014	107	Firm change	Other

Relationships

Registered with (4)

→ REGAN CAPITALRegistered adviserregistration: current employment
Mar 8, 2024 to presentfactForm ADV
→ ASCENDANT CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2020 to Aug 8, 2022factForm ADV
→ PROBABILITIES FUND MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 13, 2014 to Dec 12, 2016factForm ADV
→ SEI INVESTMENTS MANAGEMENT CORPRegistered adviserregistration: previous registration
Mar 28, 2013 to Jul 29, 2014factForm ADV

Dated events

Occurred
Aug 8, 2022
Advisor changed firm
David Rabin left Ascendant Capital Management, Llc for Regan Capital (registered 2024-03-08)
Form ADVobserved 4 days ago