RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- R•••• C•••••• asset manager currentsince Mar 8, 2024 · Dallas, Tx
- A•••••••• C•••••• M••••••••• L•• formerMar 3, 2020 to Aug 8, 2022 · Los Angeles, Ca
- P••••••••• F••• M••••••••• L•• formerNov 13, 2014 to Dec 12, 2016 · San Diego, Ca
- S•• I••••••••• M••••••••• C••• mixed wealthMar 28, 2013 to Jul 29, 2014 · Oak Park, Ca
- A•••••••• C•••••• M••••••••• L•• to R•••• C••••••left Aug 8, 2022, registered Mar 8, 2024 (578 days) · Other
- P••••••••• F••• M••••••••• L•• to A•••••••• C•••••• M••••••••• L••left Dec 12, 2016, registered Mar 3, 2020 (1177 days) · Other
- S•• I••••••••• M••••••••• C••• to P••••••••• F••• M••••••••• L••left Jul 29, 2014, registered Nov 13, 2014 (107 days) · Other
- D•••• R•••• left A•••••••• C•••••• M••••••••• L•• for R•••• C•••••• (registered 2024-03-08)Aug 8, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address