DFX Intelligence

A•• E••••••••• P••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

A•• E••••••••• P••••••• M••••••••• L•

CRD 132753

NEW YORK, NY

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Search this name across graphsid dfx:ria:52d21d8c-073c-5640-9bf4-cfefa2bcc518

Data as of Jun 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 22
Dated events: 7
On other graphs: 2
Observed: Mar 30, 2012 to Jun 4, 2026
28 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•• I•••••••• S•• L•

Private equity manager · shared crd

Independent Sponsorsidentity

A•• I•••••••• S•• L•

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $3.5B••• Locked
Discretionary RAUM: $3.5B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 157

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• I•••••••• S•• V• L•	Private Equity Fund	$1.3B	Mar 29, 2024	110	Mar 29, 2024	reported	021-461860
A•• I•••••••• S•• I• L•	Private Equity Fund	$1.2B	Mar 29, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•• I•••••••• H••••••• L•	L•••••• P•••••• O• A•• I•••••••• L•	E	yes	08/2017	Sep 27, 2017	Mar 29, 2024
A•• I•••••••• L•	L•••••• PARTNER	E	yes	08/2017	Sep 27, 2017	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•• Q• A••••••• L••	n/a	Asset manager	$15B	N	yes	n/a
A•• A••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$3.4B	3.1%	$1.9B	23.1%	157	167	1	0

Relationships

Affiliated with (3)

← P•••••••• C•••••• M••••••••• L•Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ A•• Q• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
← A•• Q• A••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (7)

→ A•• I•••••••• S•• V•• L•

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$1.7B
Occurred
Mar 30, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2022
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2021
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52d21d8c-073c-5640-9bf4-cfefa2bcc518
First observed: Mar 30, 2012
Last observed: Jun 4, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.