DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•• E••••••••• P••••••• M••••••••• L•
Latest filing Jun 4, 2026
First filing on the tape Mar 30, 2012 · 28 filings
SEC status approved since Nov 22, 2004
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
157
112 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
5
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.5B as of Jun 4, 2026
Mar 30, 2012$463M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 4, 2026
Apr 1, 20130 then
Employees (5.A)157 as of Jun 4, 2026
Apr 1, 201380 then
Private funds5 as of Jun 4, 2026
Mar 30, 20122 then
RAUM +3.1% over the last fiscal year+23% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $870MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.5B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•• I•••••••• S•• V• L• | Private Equity Fund | $1.3B | 110 | Mar 29, 2024 |
| A•• I•••••••• S•• I• L• | Private Equity Fund | $1.2B | 116 | Mar 28, 2020 |
| A•• S•• C• L• | Private Equity Fund | $544M | 57 | Mar 29, 2024 |
| A•• I•••••••• S•••• B••••••• F••• I•• L• | Private Equity Fund | $439M | 80 | Mar 30, 2016 |
| A•• I•••••••• S•• V•• L• | Private Equity Fund | $59.2M | 39 | Mar 29, 2024 |
| A•• I•••••••• S•••• B••••••• F••• I• L• | Private Equity Fund | $12.2M | 66 | Mar 30, 2012 |
| A•• I•••••••• S•••• B••••••• F••• L•no longer reported | Private Equity Fund | $0 | 86 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••••• L••• · Chief Compliance Officer And Vice Presidentcontrolsince 01/2013 · owns less than 5%
- C••••••• B••••• J•••• · L•••••• Partnercontrolsince 01/2014 · owns 5% to 10%
- C••••• J•••• F•••••• · L•••••• Partnercontrolsince 01/2014 · owns 5% to 10%
- D•••••••• S•••••• E••••• · Vice President, Assistant Secretary & Treasurercontrolsince 04/2011 · owns less than 5%
- W••••••••• A•••• W••••• · L•••••• Partnercontrolsince 01/2014 · owns 5% to 10%
- C••••• J•••• F•••••• · Member Of A•• I•••••••• S•• G• L••controlsince 01/2014 · owns F of A•• I•••••••• S•• G• L••
- W••••••••• A•••• W••••• · Member Of A•• I•••••••• S•• G• L••controlsince 01/2014 · owns F of A•• I•••••••• S•• G• L••
Entity owners
- A•• I•••••••• L• · L•••••• Partnerdirect · owns 75% or more
- A•• I•••••••• S•• G• L•• · General Partnerdirect · owns less than 5%
- A•• I•••••••• H••••••• L• · L•••••• Partner Of A•• I•••••••• L•indirect · owns 75% or more of A•• I•••••••• L•
- A•• M••••••••• L•• · General Partner Of (I) A•• I•••••••• H••••••• L•, (II) A•• I•••••••• L• And (III) A•• A•••••• H••••••• •••• L•indirect · owns F of A•• I•••••••• H••••••• L•, A•• I•••••••• L• And A•• A•••••• H••••••• •••• L•
- A•• A•••••• H••••••• •••• L• · L•••••• Partner Of A•• I•••••••• H••••••• L•indirect · owns 75% or more of A•• I•••••••• H••••••• L•
Related persons
Schedule D 7.A
- A•• A••••••• L••investment adviserpooled vehicle sponsorn
- A•• D••• M••••••••• L•pooled vehicle sponsorn
- A•• G••••• E••••• P••••••• L•bankpooled vehicle sponsorn
- A•• G••••• F•••••• G• L••pooled vehicle sponsorn
- A•• G••••• M••••••••• L•pooled vehicle sponsorn
- A•• I•••••••• ••••• L••••••investment advisern
- A•• I•••••••• •••••••• G•••investment advisern
- A•• I•••••••• ••• L••investment advisern
- A•• I•••••••• 2••• P••••••• L••pooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V• L••pooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V•• L••bankpooled vehicle sponsorn
- A•• I•••••••• E•••••••• P••••••• V••• L••bankpooled vehicle sponsorn
- A•• I•••••••• L•investment adviserpooled vehicle sponsory
- A•• I•••••••• P••••••• 2••• L•••bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• E• I• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• E••••• L•••bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V•• L•bankpooled vehicle sponsorn
- A•• I•••••••• P••••••• V••• L•bankpooled vehicle sponsorn
- A•• I•••••••• P• V• L••pooled vehicle sponsorn
- A•• I•••••••• S•• I• P••••••• L•pooled vehicle sponsorn
- A•• I•••••••• S•• I•• P••••••• L•bankpooled vehicle sponsorn
- A•• I•••••••• S•• I• P••••••• L•bankpooled vehicle sponsorn
- A•• I•••••••• S•• V• P••••••• L•bankpooled vehicle sponsorn
- A•• M•••••••• P••••••• I• L•bankpooled vehicle sponsorn
- A•• M•••••••• P••••••• I•• L•bankpooled vehicle sponsorn
- A•• M•••••••• P••••••• I• L•bankpooled vehicle sponsorn
- A•• M••••• M••••• D••• I•• G• L•bankpooled vehicle sponsorn
- A•• M••••• M••••• D••• I• G• L•bankpooled vehicle sponsorn
Advisers that list A•• E••••••••• P••••••• M••••••••• L• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Business name · A•• I•••••••• S•• L• to A•• E••••••••• P••••••• M••••••••• L•Mar 30, 2026 to Jun 4, 2026
- Legal name · A•• I•••••••• S•• L• to A•• E••••••••• P••••••• M••••••••• L•Mar 30, 2026 to Jun 4, 2026
- Accounts · 5 to 4Sep 4, 2025 to Mar 30, 2026
- Advisory employees · 120 to 112Sep 4, 2025 to Mar 30, 2026
- Pooled vehicle clients · 5 to 4Sep 4, 2025 to Mar 30, 2026
- Assets in custody · $3.4B to $3.5BSep 4, 2025 to Mar 30, 2026
- Employees · 167 to 157Sep 4, 2025 to Mar 30, 2026
- Other offices · 0 to 1Sep 4, 2025 to Mar 30, 2026
- Private funds · 6 to 5Sep 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.4B to $3.5BSep 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $3.4B to $3.5BSep 4, 2025 to Mar 30, 2026
- RAUM · $3.4B to $3.5BSep 4, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Sep 4, 2025
- Advisory employees · 115 to 120Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $3.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- Employees · 159 to 167Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $3.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $3.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- RAUM · $3.5B to $3.4BMar 29, 2024 to Mar 31, 2025
- Accounts · 3 to 5Apr 26, 2023 to Mar 29, 2024
- Advisory employees · 112 to 115Apr 26, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 5Apr 26, 2023 to Mar 29, 2024
- Assets in custody · $0 to $3.5BApr 26, 2023 to Mar 29, 2024
- Employees · 151 to 159Apr 26, 2023 to Mar 29, 2024
- Private funds · 3 to 6Apr 26, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $3.5BApr 26, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.9B to $3.5BApr 26, 2023 to Mar 29, 2024
- RAUM · $1.9B to $3.5BApr 26, 2023 to Mar 29, 2024
- Advisory employees · 101 to 112Mar 30, 2022 to Mar 31, 2023
- Employees · 130 to 151Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.0B to $1.9BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.0B to $1.9BMar 30, 2022 to Mar 31, 2023
- RAUM · $2.0B to $1.9BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 81 to 101Nov 2, 2021 to Mar 30, 2022
- Employees · 106 to 130Nov 2, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.9B to $2.0BNov 2, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.9B to $2.0BNov 2, 2021 to Mar 30, 2022
- RAUM · $1.9B to $2.0BNov 2, 2021 to Mar 30, 2022
- Accounts · 4 to 3Mar 28, 2020 to Mar 30, 2021
- Advisory employees · 79 to 81Mar 28, 2020 to Mar 30, 2021
Signals
7 dated events
- A•• E••••••••• P••••••• M••••••••• L• reported RAUM $3.5B, up 90% from $1.9B (2023-04-26 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Patrick Timothy Whelan (Limited Partner) no longer on Schedule A of A•• E••••••••• P••••••• M••••••••• L• (listed 2021-11-02, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Joseph Daniel Schorr (Limited Partner) no longer on Schedule A of A•• E••••••••• P••••••• M••••••••• L• (listed 2021-11-02, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Patrick Timothy Whelan (Limited Partner) appeared on Schedule A of A•• E••••••••• P••••••• M••••••••• L•Mar 30, 2021 · Control person joined · fact
- Joseph Daniel Schorr (Limited Partner) appeared on Schedule A of A•• E••••••••• P••••••• M••••••••• L•Mar 30, 2021 · Control person joined · fact
- A•• E••••••••• P••••••• M••••••••• L• reported RAUM $1.8B, up 77% from $1.0B (2019-03-30 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- A•• I•••••••• S•• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 27, 2014 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- A•• I•••••••• S•• L• · Independent Sponsorsshared crd · capital_provider
- A•• I•••••••• S•• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/AEA-INVESTORS-LPreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-644-5900reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026