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CRD 321632
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Kyle Patrick Soucy | Certified Financial Planner | NEWPORT BEACH, CA | 4 | 12 | 3 | yes |
| EDWARD LAMONT THOMAS | n/a | Walnut Creek, CA | NEWPORT BEACH, CA | 0 | 21 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Soucy, Kyle, Patrick | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 04/2022 | May 2, 2022 | Sep 23, 2022 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |