DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
O••••• C••••••• L••
Latest filing Sep 23, 2022
First filing on the tape May 2, 2022 · 9 filings
RAUM
$1.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.2M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$600,000
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.2M as of Sep 23, 2022
May 2, 2022$0 then
HNW client RAUM$600,000 as of Sep 23, 2022
Aug 25, 2022$600,000 then
State-registered IARs (5.B.3)1 as of Sep 23, 2022
May 2, 20221 then
Employees (5.A)1 as of Sep 23, 2022
May 2, 20221 then
Private funds: no history
Practice profile
derived from the filing of Sep 23, 2022; every figure names its basis
- RAUM per advisor
- $600,000derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $85,714derivedHNW RAUM over HNW clients
- Average account
- $48,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $814,181, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$600,00050%
- High-net-worth individuals$600,00050%
- Individual clients
- 9reported
- HNW clients
- 7reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $814,181 for 6 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• P•••••• S••••Certified Financial Planner | Newport Beach, Ca | Jun 1, 2022 | 12 y | 3 |
| E••••• L••••• T••••• | Walnut Creek, Ca | Mar 4, 2026 | 21 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- E••••• L••••• T••••• from L•• E••••••••• L••Mar 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- K••• P•••••• S•••• from P•••••• I••••••••• A•••••••• L••Jun 1, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••• K•••• P•••••• · Managing Member And Chief Compliance Officercontrolsince 04/2022 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Related broker-dealer · true to falseAug 25, 2022 to Sep 23, 2022
- Accounts · 0 to 25Aug 2, 2022 to Aug 25, 2022
- HNW clients · unset to 7.0Aug 2, 2022 to Aug 25, 2022
- Individual clients · unset to 9.0Aug 2, 2022 to Aug 25, 2022
- Assets in custody · unset to 814181.0Aug 2, 2022 to Aug 25, 2022
- Custody of client assets · false to trueAug 2, 2022 to Aug 25, 2022
- Discretionary RAUM · $0 to $1.2MAug 2, 2022 to Aug 25, 2022
- HNW RAUM · unset to 600000.0Aug 2, 2022 to Aug 25, 2022
- Individual RAUM · unset to 600000.0Aug 2, 2022 to Aug 25, 2022
- RAUM · $0 to $1.2MAug 2, 2022 to Aug 25, 2022
- Financial planning clients · unset to 0May 2, 2022 to May 2, 2022
Signals
1 dated events
- O••••• C••••••• L•• filed its initial SEC registration (Form ADV)May 2, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/onituscapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- onituscapital.comreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $600,000derivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026