DFX Intelligence

W•••••• L••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

W•••••• L••••• R••••••

Advisor at P•••••• W••••• M••••••••• L••

Midlothian, VA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:52ee0103-a7f9-8eb9-f203-c57487b0f37d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 25, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Jul 8, 2021	n/a	yes	SAN FRANCISCO, CA\|Midlothian, VA	Current employment
I••••••• W••••• M•••••••••	Independent wealth	Mar 13, 2009	Dec 21, 2018	no	TURLOCK, CA\|MODESTO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• M•••••••••	P•••••• W••••• M••••••••• L••	Dec 21, 2018	Jul 8, 2021	930	Firm change after gap	RIA to RIA
C•••••••• G••••• M•••••• I•••	I••••••• W••••• M•••••••••	Apr 3, 2009	Mar 13, 2009

Relationships

Registered with (4)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 8, 2021 to presentfactForm ADV
→ I••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 13, 2009 to Dec 21, 2018factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 18, 2005 to Apr 3, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52ee0103-a7f9-8eb9-f203-c57487b0f37d
First observed: Mar 25, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.