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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Bainbridge Island, WA | Seattle, WA | Kingston, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Apr 5, 2019 | n/a | yes | Seattle, WA|Kingston, WA|Bainbridge Island, WA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 30, 2013 | May 3, 2019 | no | SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Sep 20, 2011 | Jan 18, 2013 | no | BRAINTREE, MA|BELLEVUE, WA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Jul 19, 2011 | no | SEATTLE, WA|SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Feb 7, 2007 | May 2, 2009 | no | SEATTLE, WA|SEATTLE, WA|BAINBRIDGE ISLAND, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | AMERIPRISE FINANCIAL SERVICES, LLC | May 3, 2019 | Apr 5, 2019 | -28 | Firm change | Wirehouse to ibd |
| STRATEGIC ADVISERS LLC | J.P. MORGAN SECURITIES LLC | Jan 18, 2013 | Jan 30, 2013 | 12 | Firm change | Ibd to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | STRATEGIC ADVISERS LLC | Jul 19, 2011 | Sep 20, 2011 | 63 | Firm change | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |