DFX Intelligence

A•••• W••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

A•••• W••••• A••••••• L••

CRD 169570

TROY, MI

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Search this name across graphsid dfx:ria:530bd6e7-128d-d623-62bc-9c508c4a6d22

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 5, 2013 to Feb 10, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $658M••• Locked
Discretionary RAUM: $654M
Private client RAUM: $658Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $658Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•••• R•• A••••••	n/a	TROY, MI	12	25	1	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• A••••• R••	MANAGING MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	10/2013	Nov 5, 2013	Jan 30, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Relationships

Registered with (1)

← A•••• R•• A••••••Advisorregistration: current employment
Feb 25, 2014 to presentfactForm ADV

Controls (1)

← A••••••• A••••• R••OwnerMANAGING MEMBER, PRINCIPAL AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 5, 2013 to Jan 30, 2024factForm ADV

Dated events

Occurred
Nov 5, 2013
First Form ADV filing
A•••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:530bd6e7-128d-d623-62bc-9c508c4a6d22
First observed: Nov 5, 2013
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.