DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• W••••• A••••••• L••
Latest filing Feb 10, 2026
First filing on the tape Nov 5, 2013 · 21 filings
SEC status approved since Dec 2, 2013
RAUM
$658M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
100%
$658M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$658M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$658M as of Feb 10, 2026
Feb 26, 2014$213M then
HNW client RAUM$657M as of Feb 10, 2026
Feb 16, 2018$349M then
State-registered IARs (5.B.3)1 as of Feb 10, 2026
Feb 26, 20141 then
Employees (5.A)1 as of Feb 10, 2026
Feb 26, 20141 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $658MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.0MderivedHNW RAUM over HNW clients
- Average account
- $2.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $6.0M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$657M100%
- Individuals$1.0M0.2%
- Individual clients
- n/areported
- HNW clients
- 66reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 286reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.0M for 2 clientsreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• R•• A•••••• | Troy, Mi | Feb 25, 2014 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••• R•• A•••••• from B•••• W••••• M••••••••• L••Feb 25, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••• A••••• R•• · Managing Member, Principal And Chief Compliance Officercontrolsince 10/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 283 to 286Mar 4, 2025 to Feb 10, 2026
- Individual clients · 0.0 to unsetMar 4, 2025 to Feb 10, 2026
- Assets in custody · $5.2M to $6.0MMar 4, 2025 to Feb 10, 2026
- Discretionary RAUM · $584M to $654MMar 4, 2025 to Feb 10, 2026
- HNW RAUM · $586M to $657MMar 4, 2025 to Feb 10, 2026
- Individual RAUM · $893,455 to $1.0MMar 4, 2025 to Feb 10, 2026
- Non-discretionary RAUM · $3.3M to $3.6MMar 4, 2025 to Feb 10, 2026
- RAUM · $587M to $658MMar 4, 2025 to Feb 10, 2026
- Accounts · 282 to 283Jan 30, 2024 to Mar 4, 2025
- Charity clients · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- Corporate clients · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- HNW clients · 65 to 66Jan 30, 2024 to Mar 4, 2025
- Individual clients · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- Pension plan clients · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- Pooled vehicle clients · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- Assets in custody · $6.7M to $5.2MJan 30, 2024 to Mar 4, 2025
- Financial planning clients · 51-100 to 51-100Jan 30, 2024 to Mar 4, 2025
- Discretionary RAUM · $511M to $584MJan 30, 2024 to Mar 4, 2025
- HNW RAUM · $514M to $586MJan 30, 2024 to Mar 4, 2025
- Individual RAUM · $777,722 to $893,455Jan 30, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $3.0M to $3.3MJan 30, 2024 to Mar 4, 2025
- Pension RAUM · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 30, 2024 to Mar 4, 2025
- RAUM · $514M to $587MJan 30, 2024 to Mar 4, 2025
- Accounts · 266 to 282Feb 17, 2023 to Jan 30, 2024
- HNW clients · 61 to 65Feb 17, 2023 to Jan 30, 2024
- Assets in custody · $5.1M to $6.7MFeb 17, 2023 to Jan 30, 2024
- Discretionary RAUM · $441M to $511MFeb 17, 2023 to Jan 30, 2024
- HNW RAUM · $442M to $514MFeb 17, 2023 to Jan 30, 2024
- Individual RAUM · $672,452 to $777,722Feb 17, 2023 to Jan 30, 2024
- Non-discretionary RAUM · $2.5M to $3.0MFeb 17, 2023 to Jan 30, 2024
- RAUM · $443M to $514MFeb 17, 2023 to Jan 30, 2024
- Accounts · 257 to 266Feb 17, 2022 to Feb 17, 2023
- Assets in custody · $5.7M to $5.1MFeb 17, 2022 to Feb 17, 2023
- Discretionary RAUM · $495M to $441MFeb 17, 2022 to Feb 17, 2023
- HNW RAUM · $497M to $442MFeb 17, 2022 to Feb 17, 2023
- Individual RAUM · $768,909 to $672,452Feb 17, 2022 to Feb 17, 2023
- Non-discretionary RAUM · $3.1M to $2.5MFeb 17, 2022 to Feb 17, 2023
- RAUM · $498M to $443MFeb 17, 2022 to Feb 17, 2023
- Accounts · 250 to 257Feb 11, 2021 to Feb 17, 2022
Signals
1 dated events
- A•••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)Nov 5, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••-WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (855) 927-2679reportedpublic record, Form ADV, Feb 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $658Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026