DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at COMMONWEALTH FINANCIAL NETWORK
Plantation, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 24, 2024 | n/a | yes | Plantation, FL | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Apr 4, 2023 | Oct 24, 2024 | no | Plantation, FL | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Mar 22, 2021 | Jun 29, 2023 | no | Coconut Creek, FL|BOCA RATON, FL|BOCA RATON, FL | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Jan 18, 2012 | May 20, 2021 | no | DAVIE, FL | Previous registration |
| DERNIS FINANCIAL | n/a | Apr 5, 2010 | Dec 31, 2011 | no | FORT LAUDERDALE, FL | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 8, 2010 | Dec 15, 2011 | no | BOCA RATON, FL|FT. LAUDERDALE, FL|BOCA RATON, FL|FT. LAUDERDALE, FL | Previous registration |
| BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | Independent wealth | Oct 18, 2004 | Apr 22, 2008 | no | FORT LAUDERDALE, FL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jun 16, 1999 | Mar 4, 2003 | no | DEERFIELD BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | COMMONWEALTH FINANCIAL NETWORK | Oct 24, 2024 | Oct 24, 2024 | 0 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Apr 4, 2023 | -86 | Bulk transfer | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | CETERA ADVISOR NETWORKS LLC | May 20, 2021 | Mar 22, 2021 | -59 | Channel change | Ibd to ibd |
| DERNIS FINANCIAL | SUMMIT FINANCIAL GROUP INC | Dec 31, 2011 | Jan 18, 2012 | 18 | Firm change | Other |
| OSAIC WEALTH, INC. | DERNIS FINANCIAL | Dec 15, 2011 | Apr 5, 2010 | -619 | Firm change after gap | Other |
| BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | OSAIC WEALTH, INC. | Apr 22, 2008 | Feb 8, 2010 | 657 | Firm change after gap | Other |
| OSAIC FA, INC. | BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | Mar 4, 2003 | Oct 18, 2004 | 594 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109485:13572:FL:2021-05-20 | May 20, 2021 | Mar 22, 2021 | DAVIE, FL | Firm change after gap |