DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Peter Lang Stevens

Commonwealth Financial Networknational BDPlantation, Fldual registrantIAPD 3048126

Feed of 09/14/2026

At current firm

1 y

since Oct 24, 2024

In the industry

27 y

since Jun 16, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Commonwealth Financial Network national BD current
since Oct 24, 2024 · Plantation, Fl
Cetera Investment Advisers LLC BD affiliated
Apr 4, 2023 to Oct 24, 2024 · Plantation, Fl
Cetera Advisor Networks LLC former
Mar 22, 2021 to Jun 29, 2023 · Coconut Creek, Fl
Summit Financial Group Inc former
Jan 18, 2012 to May 20, 2021 · Davie, Fl
Dernis Financial unclassified
Apr 5, 2010 to Dec 31, 2011 · Fort Lauderdale, Fl
Osaic Wealth, Inc. BD affiliated
Feb 8, 2010 to Dec 15, 2011 · Boca Raton, Fl
Baron Silver Stevens Financial Advisors, LLC independent RIA
Oct 18, 2004 to Apr 22, 2008 · Fort Lauderdale, Fl
Osaic Fa, Inc. former
Jun 16, 1999 to Mar 4, 2003 · Deerfield Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Commonwealth Financial Network
left Oct 24, 2024, registered Oct 24, 2024 (0 days) · Affiliated broker-dealer or bank to another
Cetera Advisor Networks LLC to Cetera Investment Advisers LLC
left Jun 29, 2023, registered Apr 4, 2023 (-86 days) · corporate re-registration, not a move
Summit Financial Group Inc to Cetera Advisor Networks LLC
left May 20, 2021, registered Mar 22, 2021 (-59 days) · channel change inside one enterprise, not a move · moved with a team
Dernis Financial to Summit Financial Group Inc
left Dec 31, 2011, registered Jan 18, 2012 (18 days) · Other
Osaic Wealth, Inc. to Dernis Financial
left Dec 15, 2011, registered Apr 5, 2010 (-619 days) · Other
Baron Silver Stevens Financial Advisors, LLC to Osaic Wealth, Inc.
left Apr 22, 2008, registered Feb 8, 2010 (657 days) · Other
Osaic Fa, Inc. to Baron Silver Stevens Financial Advisors, LLC
left Mar 4, 2003, registered Oct 18, 2004 (594 days) · Other

Signals

Peter Lang Stevens left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2024-10-24)
Oct 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address