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D••••• L•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

D••••• L•••• P••••••

Advisor at D••••••••• G••••• I••••••••• S••••••••• L••

BIRMINGHAM, AL

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Search this name across graphsid dfx:ria:5318149f-99f8-f093-ee89-209e5d0ea08f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••••• G••••• I••••••••• S••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 17, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••••• G••••• I••••••••• S••••••••• L••	State registered	Jan 9, 2023	n/a	yes	BIRMINGHAM, AL	Current employment
D••••••••• G••••• I••••••••• S••••••••• L••	State registered	May 30, 2018	Dec 31, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	D••••••••• G••••• I••••••••• S••••••••• L••	Jun 1, 2018	May 30, 2018	-2	Firm change	Ibd to state RIA
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Mar 30, 2016

Relationships

Registered with (5)

→ D••••••••• G••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
May 30, 2018 to Dec 31, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 6, 2016 to Jun 1, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 14, 2008 to Mar 30, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5318149f-99f8-f093-ee89-209e5d0ea08f
First observed: Jan 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.