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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

BRION PATRICK HARRIS

Advisor at CETERA INVESTMENT ADVISERS LLC

ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:531ab016-2843-eaf9-e4da-a500113ffdc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Apr 20, 1999
First registration: Mar 24, 2000
Dual registered: yes, broker-dealer
Other names: BRION P HARRIS
IAPD individual key: 3199095

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	ANNAPOLIS, MD	Current employment
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Oct 16, 2013	May 20, 2021	no	ANNAPOLIS, MD	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Oct 3, 2012	Sep 19, 2013	no	ANNAPOLIS, MD	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Jan 27, 2005	Jul 27, 2011	no	COLUMBIA, MD\|ANNAPOLIS, MD	Previous registration
OSAIC FS, INC.	Former SEC adviser	May 13, 2003	Aug 6, 2012	no	COLUMBIA, MD\|ANNAPOLIS, MD	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 24, 2000	Dec 6, 2002	no	BALTIMORE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	CETERA INVESTMENT ADVISERS LLC	May 20, 2021	Jun 29, 2023	770	Bulk transfer	Ibd to ibd
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	SUMMIT FINANCIAL GROUP INC	Sep 19, 2013	Oct 16, 2013	27	Firm change	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Aug 6, 2012	Jan 27, 2005	-2,748	Firm change after gap	Other
INDEPENDENT ADVISERS GROUP CORP	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jul 27, 2011	Oct 3, 2012	434	Firm change after gap	Other
EQUITABLE ADVISORS, LLC	OSAIC FS, INC.	Dec 6, 2002	May 13, 2003	158	Firm change	Other

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Oct 16, 2013 to May 20, 2021factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Oct 3, 2012 to Sep 19, 2013factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
May 13, 2003 to Aug 6, 2012factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Jan 27, 2005 to Jul 27, 2011factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 24, 2000 to Dec 6, 2002factForm ADV

Dated events

No dated event names this entity yet.