DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brion Patrick Harris
Feed of 09/14/2026
Also filed as Brion P Harris
At current firm
3 y
since Jun 29, 2023
In the industry
27 y
since Apr 20, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Jun 29, 2023 · Annapolis, Md
- Summit Financial Group Inc formerOct 16, 2013 to May 20, 2021 · Annapolis, Md
- Cambridge Investment Research Advisors, Inc. BD affiliatedOct 3, 2012 to Sep 19, 2013 · Annapolis, Md
- Independent Advisers Group Corp formerJan 27, 2005 to Jul 27, 2011 · Columbia, Md
- Osaic Fs, Inc. formerMay 13, 2003 to Aug 6, 2012 · Columbia, Md
- Equitable Advisors, LLC national BDMar 24, 2000 to Dec 6, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Summit Financial Group Inc to Cetera Investment Advisers LLCleft May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
- Cambridge Investment Research Advisors, Inc. to Summit Financial Group Incleft Sep 19, 2013, registered Oct 16, 2013 (27 days) · Other
- Osaic Fs, Inc. to Independent Advisers Group Corpleft Aug 6, 2012, registered Jan 27, 2005 (-2748 days) · Other
- Independent Advisers Group Corp to Cambridge Investment Research Advisors, Inc.left Jul 27, 2011, registered Oct 3, 2012 (434 days) · Other
- Equitable Advisors, LLC to Osaic Fs, Inc.left Dec 6, 2002, registered May 13, 2003 (158 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address