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Advisor at SOUND INCOME STRATEGIES, LLC
Fort Lauderdale, FL | FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INCOME STRATEGIES, LLC | Independent wealth | Feb 10, 2022 | n/a | yes | FORT LAUDERDALE, FL|Fort Lauderdale, FL | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Dec 14, 2020 | Jun 9, 2021 | no | MIRAMAR, FL|ATLANTA, GA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Sep 28, 2020 | Jan 19, 2022 | no | MIAMI, FL|MIRAMAR, FL | Previous registration |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Mar 26, 2020 | Jul 31, 2020 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | FSC SECURITIES CORPORATION | Jan 19, 2022 | Dec 14, 2020 | -401 | Channel change | Ibd to ibd |
| FSC SECURITIES CORPORATION | SOUND INCOME STRATEGIES, LLC | Jun 9, 2021 | Feb 10, 2022 | 246 | Firm change | Ibd to RIA |
| INVESTACORP ADVISORY SERVICES INC | SECURITIES AMERICA ADVISORS, INC. | Jul 31, 2020 | Sep 28, 2020 | 59 | Bulk transfer | Ibd to ibd |