DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at STRATOS WEALTH PARTNERS, LTD
Lexington, KY | NORTHVILLE, MI | LEXINGTN, KY | Northville, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 10, 2023 | n/a | yes | NORTHVILLE, MI|LEXINGTN, KY | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Sep 16, 2013 | n/a | yes | Northville, MI|Lexington, KY | Current employment |
| FIRST HEARTLAND CONSULTANTS, INC. | Bd affiliated wealth | Mar 13, 2009 | Oct 8, 2013 | no | NOVI, MI|WEST BLOOMFIELD, MI | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Jan 1, 2000 | Aug 7, 2007 | no | SOUTHFIELD, MI|TOLEDO, OH|SOLON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HEARTLAND CONSULTANTS, INC. | STRATOS WEALTH PARTNERS, LTD | Oct 8, 2013 | Sep 16, 2013 | -22 | Firm change | Other |
| OSAIC FA, INC. | FIRST HEARTLAND CONSULTANTS, INC. | Aug 7, 2007 | Mar 13, 2009 | 584 | Firm change after gap | Other |