RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••• T•••••••
- L•• F•••••••• L•• BD affiliated currentsince May 10, 2023 · Northville, Mi
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Sep 16, 2013 · Northville, Mi
- F•••• H•••••••• C••••••••• I••• BD affiliatedMar 13, 2009 to Oct 8, 2013 · Novi, Mi
- O•••• F•• I••• formerJan 1, 2000 to Aug 7, 2007 · Southfield, Mi
- F•••• H•••••••• C••••••••• I••• to S•••••• W••••• P•••••••• L••left Oct 8, 2013, registered Sep 16, 2013 (-22 days) · Other
- O•••• F•• I••• to F•••• H•••••••• C••••••••• I•••left Aug 7, 2007, registered Mar 13, 2009 (584 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address