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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JOANNA SAMMY-SASIENE

Advisor at VOYA RETIREMENT ADVISORS, LLC

League City, TX | WINDSOR, CT

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Search this name across graphsid dfx:ria:533812b8-334e-129f-391b-4a2edde1dee9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VOYA RETIREMENT ADVISORS, LLC
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 12
Exams: S65|S63
First exam: Oct 18, 2000
First registration: Apr 21, 2006
Dual registered: yes, broker-dealer
Other names: JOANNA SAMMY|JOANNA SAMMYSASIENE
IAPD individual key: 3217790

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VOYA RETIREMENT ADVISORS, LLC	Other adviser	Sep 15, 2018	n/a	yes	WINDSOR, CT\|League City, TX	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 15, 2016	May 22, 2018	no	League City, TX\|WINDSOR, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2015	Apr 15, 2016	no	HOUSTON, TX\|HOUSTON, TX\|SAN DIEGO, CA	Previous registration
AMEGY INVESTMENTS, INC.	Former SEC adviser	Jan 8, 2009	Dec 31, 2015	no	CYPRESS, TX\|HOUSTON, TX\|DICKINSON, TX\|LEAGUE CITY, TX\|HOUSTON, TX	Previous registration
ZIONS CAPITAL ADVISORS, INC.	Institutional manager	Jan 8, 2007	Jan 6, 2009	no	DICKINSON, TX	Previous registration
ZIONS DIRECT, INC.	n/a	Apr 21, 2006	Dec 31, 2006	no	CYPRESS, TX\|LEAGUE CITY, TX\|DICKINSON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	VOYA RETIREMENT ADVISORS, LLC	May 22, 2018	Sep 15, 2018	116	Firm change	Ibd to RIA
LPL FINANCIAL LLC	VOYA FINANCIAL ADVISORS, INC.	Apr 15, 2016	Jun 15, 2016	61	Firm change	Other
AMEGY INVESTMENTS, INC.	LPL FINANCIAL LLC	Dec 31, 2015	Oct 30, 2015	-62	Firm change after gap	Other
ZIONS CAPITAL ADVISORS, INC.	AMEGY INVESTMENTS, INC.	Jan 6, 2009	Jan 8, 2009	2	Firm change	Other
ZIONS DIRECT, INC.	ZIONS CAPITAL ADVISORS, INC.	Dec 31, 2006	Jan 8, 2007	8	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:3989:CT:2018-05-22	May 22, 2018	Sep 15, 2018	WINDSOR, CT	Firm change
120145:6413:TX:2015-12-31	Dec 31, 2015	Oct 30, 2015	HOUSTON, TX	Firm change after gap

Relationships

Registered with (6)

→ VOYA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Sep 15, 2018 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 15, 2016 to May 22, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 30, 2015 to Apr 15, 2016factForm ADV
→ AMEGY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 8, 2009 to Dec 31, 2015factForm ADV
→ ZIONS CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 8, 2007 to Jan 6, 2009factForm ADV
→ ZIONS DIRECT, INC.Registered adviserregistration: previous registration
Apr 21, 2006 to Dec 31, 2006factForm ADV

Dated events

No dated event names this entity yet.