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J••••••• H••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor37 years in industry

J••••••• H••••• H•••••

Advisor at A••• A••••••• P•••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 17, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 27, 2026	n/a	yes	Naples, FL\|NEW YORK, NY	Current employment
T•••••••• C•••••• A•••••••• L••	Independent wealth	Jan 29, 2025	n/a	yes	MADISON, NJ\|NAPLES, FL\|Middletown, RI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• P•••• W••••• M•••••••••	T•••••••• C•••••• A•••••••• L••	Oct 24, 2025	Jan 29, 2025	-268	Firm change after gap	RIA to RIA
C••••••••• F•••••••• N••••••	B•••• P•••• W••••• M•••••••••	May 1, 2024	Apr 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
329358:299723:RI:2025-10-24	Oct 24, 2025	Jan 29, 2025	EAST PROVIDENCE, RI	Firm change after gap
8032:329358:FL:2024-05-01	May 1, 2024	Apr 10, 2024	NAPLES, FL	Firm change

Relationships

Registered with (4)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 27, 2026 to presentfactForm ADV
→ T•••••••• C•••••• A•••••••• L••Registered adviserregistration: current employment
Jan 29, 2025 to presentfactForm ADV
→ B•••• P•••• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 10, 2024 to Oct 24, 2025factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Order

Occurred
24 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
1 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 1, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.