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B•••• P•••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

B•••• P•••• W••••• M•••••••••

B•••• P•••• W••••• M•••••••••, LLC, CRD 329358

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dd9e8123-0232-b0d0-3873-0318e1b48c35

Data as of Feb 20, 2025 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 6
On other graphs: 0
Observed: Feb 15, 2024 to Feb 20, 2025
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $185MItem 5.F on the latest filing (2025-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $185M
Private client RAUM: $163MderivedItem 5.D individuals plus high net worth individuals
Private client share: 88%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• J•••••••• H•••••	SOLE LLC MEMBER, MANAGING MEMBER, CCO	E	yes	11/2023	Feb 15, 2024	Jun 13, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
EAST PROVIDENCE	Ri	United States	2	no
Middletown	Ri	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 2

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 20, 2025	$185M	$185M	4	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	2	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$185M	n/a	n/a	n/a	n/a	4	n/a	1	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•••••••• C•••••• A•••••••• L••	2	Oct 24, 2025	Jan 29, 2025	EAST PROVIDENCE, RI	Team lift out	RIA to RIA	100.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• F•••••••• N••••••	2	May 1, 2024	Apr 10, 2024	NAPLES, FL	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (2)

← J••••••• H••••• H•••••Advisorregistration: previous registration
Apr 10, 2024 to Oct 24, 2025factForm ADV
← DANIEL RICHARD BEAUDETTEAdvisorregistration: previous registration
Apr 10, 2024 to Oct 24, 2025factForm ADV

Moved with (2)

→ T•••••••• C•••••• A•••••••• L••Registered adviser2 advisors, team lift out, same day
Oct 24, 2025 to Jan 29, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Oct 24, 2025
Team lift-out
2 advisors left B•••• P•••• W••••• M••••••••• (East Providence, RI) for T•••••••• C•••••• A•••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Oct 24, 2025
Advisor changed firm
Daniel Richard Beaudette left B•••• P•••• W••••• M••••••••• for T•••••••• C•••••• A•••••••• L•• (registered 2025-01-29)
Form ADVobserved 7 days ago
Occurred
Oct 24, 2025
Advisor changed firm
Jonathan Holden Harris left B•••• P•••• W••••• M••••••••• for T•••••••• C•••••• A•••••••• L•• (registered 2025-01-29)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd9e8123-0232-b0d0-3873-0318e1b48c35
First observed: Feb 15, 2024
Last observed: Feb 20, 2025 19 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.