DFX Intelligence

Data Factory

N••••••• G•••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

N••••••• G•••• T••••••

Advisor at C••••• H••••••• L••

PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5342d3ac-da54-23b2-f6ac-3a6a86f5abc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 2, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N••••••• G•••• T••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• H••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• H••••••• L••	Independent wealth	Jul 18, 2018	n/a	yes	PROVIDENCE, RI	Current employment
W•••••••• P•••• P•••••••• L••	Independent wealth	Mar 10, 2017	Jul 24, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• P•••• P•••••••• L••	C••••• H••••••• L••	Jul 24, 2018	Jul 18, 2018	-6	Firm change	RIA to new firm
H••• S••••• A•••••••• L••	W•••••••• P•••• P•••••••• L••	Dec 31, 2009

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
140781:297527:FL:2018-07-24	Jul 24, 2018	Jul 18, 2018	WEST PALM BEACH, FL	Firm change

Relationships

Registered with (3)

→ C••••• H••••••• L••Registered adviserregistration: current employment
Jul 18, 2018 to presentfactForm ADV
→ W•••••••• P•••• P•••••••• L••Registered adviserregistration: previous registration
Mar 10, 2017 to Jul 24, 2018factForm ADV
→ H••• S••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 2, 2004 to Dec 31, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5342d3ac-da54-23b2-f6ac-3a6a86f5abc4
First observed: Mar 2, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.