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Advisor at ASHTON THOMAS PRIVATE WEALTH
San Francisco, CA | SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ASHTON THOMAS PRIVATE WEALTH | Independent wealth | Jun 25, 2025 | n/a | yes | San Francisco, CA|SCOTTSDALE, AZ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 12, 2022 | Jun 26, 2025 | no | SAN MATEO, CA|PALO ALTO, CA|San Franciso, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ASHTON THOMAS PRIVATE WEALTH | Jun 26, 2025 | Jun 25, 2025 | -1 | Firm change | Wirehouse to RIA |