DFX Intelligence

P••••••• D•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

P••••••• D•••• P•••••

Advisor at W••••••••• S•••••• • C••• L••

THOMASVILLE, GA

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Search this name across graphsid dfx:ria:534bbf89-5db5-0c27-634a-01f4ae76fe63

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 21, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• S•••••• • C••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 21, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• S•••••• • C••• L••	Independent wealth	Feb 16, 2015	n/a	yes	THOMASVILLE, GA	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Jun 8, 2006	Apr 8, 2014	no	TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL\|TALLAHASSEE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	W••••••••• S•••••• • C••• L••	Apr 8, 2014	Feb 16, 2015	314	Firm change	Other
V•••• F•••••••• A•••••••• I•••	S••••••• I••••••••• S•••••••• I•••	Jun 28, 2006	Jun 8, 2006

Relationships

Registered with (3)

→ W••••••••• S•••••• • C••• L••Registered adviserregistration: current employment
Feb 16, 2015 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 8, 2006 to Apr 8, 2014factForm ADV
→ V•••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 21, 1997 to Jun 28, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:534bbf89-5db5-0c27-634a-01f4ae76fe63
First observed: Nov 21, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.