RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• D•••• P•••••
- W••••••••• S•••••• • C••• L•• independent RIA currentsince Feb 16, 2015 · Thomasville, Ga
- S••••••• I••••••••• S•••••••• I••• formerJun 8, 2006 to Apr 8, 2014 · Tallahassee, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedNov 21, 1997 to Jun 28, 2006 · Macon, Ga
- S••••••• I••••••••• S•••••••• I••• to W••••••••• S•••••• • C••• L••left Apr 8, 2014, registered Feb 16, 2015 (314 days) · Other
- V•••• F•••••••• A•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jun 28, 2006, registered Jun 8, 2006 (-20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address