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B•••••• C•••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B•••••• C•••• F••••••••

Advisor at C•••••• S••••• • C••• I•••

Lone Tree, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5353ec0b-ca5a-710a-1f2a-a2f4ade68f34

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Jun 3, 2022	n/a	yes	Lone Tree, CO	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 29, 2018	Jun 29, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• A••••••••• W••••• M•••••••••	C•••••• S••••• • C••• I•••	Jan 9, 2018	Mar 29, 2018	79	Firm change	Other
W•••••• • R•••	P•••••••• A••••••••• W••••• M•••••••••	Jun 30, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:288537:NV:2017-06-30	Jun 30, 2017	Jun 30, 2017	LAS VEGAS, NV	Firm change

Relationships

Registered with (3)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 29, 2018 to Jun 29, 2021factForm ADV
→ P•••••••• A••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jun 30, 2017 to Jan 9, 2018factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Feb 11, 2016 to Jun 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5353ec0b-ca5a-710a-1f2a-a2f4ade68f34
First observed: Feb 11, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.