DFX Intelligence

C••• P•••• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

C••• P•••• I••••••••• M•••••••••

C••• P•••• I••••••••• M•••••••••, LLC, CRD 164015

HINGHAM, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53664c3f-e97d-8c9b-2a6e-c5a80c9064d0

Data as of Jun 2, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2012 to Jun 2, 2017
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $15.0M••• Locked
Discretionary RAUM: $15.0M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••• P•••• P•••••••• P••••••••• S••••••••• L• P•	Liquidity Fund	$15.0M	Jun 2, 2017	1	Mar 28, 2016	reported	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• P••••• J••••	MANAGING MEMBER	D	yes	06/2014	Apr 27, 2012	Jun 2, 2017
O••••••• T••••••• P•••	MANAGING MEMBER	D	yes	06/2014	Apr 27, 2012	Jun 2, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••• P•••• P•••••••• L••	n/a	Former SEC adviser	$274M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Apr 1, 2017

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$15.0M	$13.0M	15.4%	n/a	n/a	4	4	n/a	n/a

Relationships

Affiliated with (1)

→ C••• P•••• P•••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (1)

→ C••• P•••• P•••••••• P••••••••• S••••••••• L• P•Private fundLiquidity Fund, IA
Mar 28, 2016 to presentfactForm ADV

Controls (2)

← D•••••••• P••••• J••••OwnerMANAGING MEMBER, ownership code D, individual
Apr 27, 2012 to presentfactForm ADV

Dated events

Occurred
Jun 12, 2014
Succession filed (Item 4)
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53664c3f-e97d-8c9b-2a6e-c5a80c9064d0
First observed: Apr 27, 2012
Last observed: Jun 2, 2017 113 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.