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C••• P•••• I••••••••• M•••••••••

Former SEC-registered adviserFormer SEC adviser1 private funds· Hingham, Massachusetts

Former SEC-registered adviser, based in Hingham, Massachusetts, reporting $15.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$15.0M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+15%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 164015 · SEC 801-76642 · 12 filingsShow
CRD 164015SEC 801-76642Legal name C••• P•••• I••••••••• M••••••••• L••First filing on the tape Apr 27, 2012, latest Jun 2, 2017IAPD
RAUM
$15.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
1
$15.0M gross assets
History
12 filings and snapshots on the tape
RAUM$15.0M as of Apr 1, 2017
Apr 1, 2013$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2017
Apr 1, 20130 then
Employees (5.A)4 as of Apr 1, 2017
Apr 1, 20134 then
Private funds1 as of Apr 1, 2017
Mar 28, 20161 then
RAUM +15% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 2, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C••• P•••• P•••••••• P••••••••• S••••••••• L• P•Liquidity Fund$15.0M1Mar 28, 2016
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••••• P••••• J•••• · Managing Membercontrol
        since 06/2014 · owns 50% to 75%
      • O••••••• T••••••• P••• · Managing Membercontrol
        since 06/2014 · owns 50% to 75%
      • D•••••••• P•••• R•••••• · Chief Compliance Officer \ General Counsel
        since 07/2015 · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · unset to 15000000.0
        Apr 1, 2017 to Jun 2, 2017
      • Accounts · 2 to 1
        Mar 28, 2016 to Apr 1, 2017
      • Advisory activities · 3 to 2
        Mar 28, 2016 to Apr 1, 2017
      • Discretionary RAUM · $13.0M to $15.0M
        Mar 28, 2016 to Apr 1, 2017
      • RAUM · $13.0M to $15.0M
        Mar 28, 2016 to Apr 1, 2017
      • Accounts · 0 to 2
        Jul 14, 2015 to Mar 28, 2016
      • Advisory activities · 2 to 3
        Jul 14, 2015 to Mar 28, 2016
      • Private funds · unset to 1
        Jul 14, 2015 to Mar 28, 2016
      • Discretionary RAUM · $0 to $13.0M
        Jul 14, 2015 to Mar 28, 2016
      • RAUM · $0 to $13.0M
        Jul 14, 2015 to Mar 28, 2016
      • Business name · C••• P•••• I••••••••• M••••••••• C••••••••• to C••• P•••• I••••••••• M•••••••••
        Mar 30, 2015 to Apr 22, 2015
      • Accounts · unset to 0.0
        Jun 12, 2014 to Mar 30, 2015
      • Advisory activities · 1 to 2
        Jun 12, 2014 to Mar 30, 2015
      • Legal name · C••• P•••• I••••••••• M••••••••• C••••••••• to C••• P•••• I••••••••• M••••••••• L••
        Jun 12, 2014 to Mar 30, 2015
      • Discretionary RAUM · unset to 0.0
        Jun 12, 2014 to Mar 30, 2015
      • Non-discretionary RAUM · unset to 0.0
        Jun 12, 2014 to Mar 30, 2015
      • RAUM · unset to 0.0
        Jun 12, 2014 to Mar 30, 2015
      • Succession · true to false
        Jun 12, 2014 to Mar 30, 2015
      • Organization form · Corporation to Limited Liability Company
        Mar 25, 2014 to Jun 12, 2014
      • Succession · false to true
        Mar 25, 2014 to Jun 12, 2014
      • Accounts · 0.0 to unset
        Oct 31, 2013 to Mar 25, 2014
      • Discretionary RAUM · 0.0 to unset
        Oct 31, 2013 to Mar 25, 2014
      • Non-discretionary RAUM · 0.0 to unset
        Oct 31, 2013 to Mar 25, 2014
      • RAUM · 0.0 to unset
        Oct 31, 2013 to Mar 25, 2014
      • HQ city · SCITUATE to HINGHAM
        Apr 1, 2013 to Oct 31, 2013
      • Accounts · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      • Advisory employees · unset to 4.0
        May 11, 2012 to Apr 1, 2013
      • BD registered reps · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      • Employees · unset to 4.0
        May 11, 2012 to Apr 1, 2013
      • State-registered IARs · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      • Discretionary RAUM · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      • Non-discretionary RAUM · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      • RAUM · unset to 0.0
        May 11, 2012 to Apr 1, 2013
      Signals
      1 dated events
      • ••• Locked
        Jun 12, 2014 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026