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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

ANTHONY THOMAS EATON

Advisor at CETERA INVESTMENT ADVISERS LLC

NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:53693711-7e3b-3ed5-c0db-5469a2b1cfb5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 4, 2019
First registration: Sep 29, 2008
Dual registered: yes, broker-dealer
Other names: ANTHONY THOMAS EATON
IAPD individual key: 5542314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2022	n/a	yes	NEW ORLEANS, LA	Current employment
HANCOCK WHITNEY INVESTMENT SERVICES INC.	Independent wealth	Jul 8, 2019	Aug 10, 2022	no	NEW ORLEANS, LA\|NEW ORLEANS, LA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jul 9, 2019	no	METAIRIE, LA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 29, 2008	Mar 25, 2017	no	METAIRIE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HANCOCK WHITNEY INVESTMENT SERVICES INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2022	Aug 10, 2022	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	HANCOCK WHITNEY INVESTMENT SERVICES INC.	Jul 9, 2019	Jul 8, 2019	-1	Firm change	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2022 to presentfactForm ADV
→ HANCOCK WHITNEY INVESTMENT SERVICES INC.Registered adviserregistration: previous registration
Jul 8, 2019 to Aug 10, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jul 9, 2019factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 29, 2008 to Mar 25, 2017factForm ADV

Dated events

No dated event names this entity yet.