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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MICHELE SUZETTE ARBOGAST

Advisor at RBC CAPITAL MARKETS, LLC

ROSWELL, GA | Atlanta, GA

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Search this name across graphsid dfx:ria:536d9b95-59fa-06a6-b981-636a16418df9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 21, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Jun 10, 2002
First registration: May 21, 2007
Dual registered: yes, broker-dealer
Other names: MICHELE CARTER
IAPD individual key: 2128170

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Apr 28, 2017	n/a	yes	Atlanta, GA\|ROSWELL, GA	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	Apr 27, 2017	no	ST. LOUIS, MO\|ATLANTA, GA	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jul 10, 2013	Dec 4, 2015	no	ATLANTA, GA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Jul 1, 2011	May 29, 2013	no	ATLANTA, GA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	May 10, 2011	no	ROSWELL, GA\|ATLANTA, GA\|NEW YORK, NY\|NEW YORK, NY	Previous registration
CITICORP INVESTMENT SERVICES	n/a	May 21, 2007	May 29, 2007	no	ATLANTA, GA\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	RBC CAPITAL MARKETS, LLC	Apr 27, 2017	Apr 28, 2017	1	Firm change	Ibd to ibd
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
USAA FINANCIAL PLANNING SERVICES	BARCLAYS CAPITAL INC.	May 29, 2013	Jul 10, 2013	42	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	USAA FINANCIAL PLANNING SERVICES	May 10, 2011	Jul 1, 2011	52	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other

Relationships

Registered with (6)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Apr 28, 2017 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2015 to Apr 27, 2017factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jul 10, 2013 to Dec 4, 2015factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Jul 1, 2011 to May 29, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to May 10, 2011factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
May 21, 2007 to May 29, 2007factForm ADV

Dated events

No dated event names this entity yet.