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Advisor at NORTH CAPITAL
SALT LAKE CITY, UT | Saint Simons Island, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTH CAPITAL | Independent wealth | Jan 28, 2021 | n/a | yes | SALT LAKE CITY, UT|Saint Simons Island, GA | Current employment |
| NORTH CAPITAL | Independent wealth | Jan 24, 2019 | Dec 31, 2020 | no | Saint Simons Island, GA | Previous registration |
| ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP | Former SEC adviser | Mar 5, 2018 | Dec 3, 2018 | no | Saint Sinons Island, GA|MIAMI, FL | Previous registration |
| ACG WEALTH INC. | Former SEC adviser | Apr 18, 2016 | Mar 20, 2018 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 20, 2012 | Feb 3, 2015 | no | SAINT SIMONS ISLAND, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP | NORTH CAPITAL | Dec 3, 2018 | Jan 24, 2019 | 52 | Firm change | Other |
| ACG WEALTH INC. | ADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIP | Mar 20, 2018 | Mar 5, 2018 | -15 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ACG WEALTH INC. | Feb 3, 2015 | Apr 18, 2016 | 440 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 150419:288134:GA:2018-03-16 | Mar 20, 2018 | Mar 5, 2018 | ATLANTA, GA | Firm change |