DFX Intelligence

T•••••• A••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor36 years in industry

T•••••• A••••• T•••••••

Advisor at O•••• A•••••••

FOREST CITY, IA | Wausau, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5375abf9-745e-b195-bd3e-f5bb4b7f9ef4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• A•••••••	Independent wealth	May 28, 2025	n/a	yes	Wausau, WI\|FOREST CITY, IA	Current employment
T•••• W•••••	Independent wealth	Sep 16, 2022	Aug 27, 2025	no	WAUSAU, WI\|HIGH POINT, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• W•••••	O•••• A•••••••	Aug 27, 2025	May 28, 2025	-91	Firm change after gap	RIA to new firm
P•••••••• A•••••••	T•••• W•••••	Sep 23, 2022	Sep 16, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
320643:335555:NC:2025-08-27	Aug 27, 2025	May 28, 2025	HIGH POINT, NC	Firm change after gap
10111:320643:WI:2022-09-20	Sep 23, 2022	Sep 16, 2022	WAUSAU, WI	Firm change

Relationships

Registered with (3)

→ O•••• A•••••••Registered adviserregistration: current employment
May 28, 2025 to presentfactForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Sep 16, 2022 to Aug 27, 2025factForm ADV
→ P•••••••• A•••••••Registered adviserregistration: previous registration
Aug 22, 2011 to Sep 23, 2022factForm ADV

Dated events

Occurred
Aug 27, 2025
Advisor changed firm
T•••••• A••••• T••••••• left T•••• W••••• for O•••• A••••••• (registered 2025-05-28)
Form ADVobserved 7 days ago
Occurred
Sep 23, 2022
Advisor changed firm
T•••••• A••••• T••••••• left P•••••••• A••••••• for T•••• W••••• (registered 2022-09-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5375abf9-745e-b195-bd3e-f5bb4b7f9ef4
First observed: Aug 22, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.