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O•••• A•••••••, LLC, CRD 335555
FOREST CITY, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••••• J•••••• T••••••• | n/a | FOREST CITY, IA | Wausau, WI | 1 | 36 | 2 | no |
| B•••• R••••• E••••• | n/a | Lynchburg, VA | FOREST CITY, IA | 1 | 20 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••••• B••••• M•••••• | President | Na | yes | 02/2025 | Jun 17, 2026 | Jun 17, 2026 |
| O•••• C•••••• H••• C• | MANAGING MEMBER | E | yes | 02/2025 | Jun 17, 2026 | Jun 17, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 2 | -1 | 9.1% | 1 | 0 | 0 | 22 | 2 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $278M | $0 | n/a | n/a | n/a | 27 | 13 | 8 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| T•••• W••••• | 4 | Aug 27, 2025 | Jun 6, 2025 | GILBERT, AZ | Team lift out | RIA to new firm | 17.4% |
| T•••• W••••• | 2 | Aug 27, 2025 | May 29, 2025 |
| no |
| W•••••• M••••••• Z•••••• | n/a | Lititz, PA | FOREST CITY, IA | 1 | 20 | 2 | no |
| T•••••• A••••• T••••••• | n/a | FOREST CITY, IA | Wausau, WI | 1 | 36 | 2 | no |
| R••• B•••••••• W••• | n/a | WASHINGTON, UT | FOREST CITY, IA | 1 | 12 | 2 | no |
| K•••• J••• D••••••• | n/a | Flagstaff, AZ | FOREST CITY, IA | 1 | 33 | 2 | yes |
| K••••• M•••••• D••••••• | n/a | Gilbert, AZ | FOREST CITY, IA | 1 | 33 | 2 | no |
| N•••••• V••••• K••••••••• | n/a | Mount Juliet, TN | FOREST CITY, IA | 1 | 28 | 2 | yes |
| K•••• L• D••• | n/a | Wausau, WI | FOREST CITY, IA | 1 | 32 | 2 | no |
| D••••• L•• W••••• | n/a | Bartlesville, OK | FOREST CITY, IA | 1 | 17 | 1 | no |
| R•••••• S•••••• | n/a | FOREST CITY, IA | Mount Juliet, TN | 1 | 11 | 1 | yes |
| W•••••• C••••••• B••• | n/a | ATHENS, TX | FOREST CITY, IA | 1 | 51 | 2 | no |
| L•••• A•••••••• C••••• | n/a | FOREST CITY, IA | Gilbert, AZ | 1 | 33 | 2 | no |
| P••• R•••••• D••••• | n/a | Wausau, WI | FOREST CITY, IA | 1 | 21 | 2 | no |
| S••• T••••• K••••• | n/a | Mount Juliet, TN | FOREST CITY, IA | Nashville, TN | 1 | 26 | n/a | yes |
| G•••••• K••• D•••••• | n/a | FOREST CITY, IA | 1 | 19 | 2 | no |
| K••••• M•••••• D••••••• | n/a | Gilbert, AZ | FOREST CITY, IA | 1 | 12 | 1 | no |
| M••••• J••• W•••• | n/a | FOREST CITY, IA | Wausau, WI | 1 | 11 | 2 | no |
| J••••••• J•••••• S••• | n/a | FOREST CITY, IA | 0 | 10 | n/a | no |
| A••••• E••• K••• | n/a | FOREST CITY, IA | Columbia, MO | 0 | 19 | 2 | no |
| CHIEF PEOPLE OFFICER |
| Na |
| yes |
| 02/2025 |
| Jun 17, 2026 |
| Jun 17, 2026 |
| T•••••••• T•••••• J•••• | CHIEF INVESTMENT OFFICER | Na | yes | 02/2025 | Jun 17, 2026 | Jun 17, 2026 |
| T•••••••• T••••••• A••••• | Ceo | Na | yes | 02/2025 | Jun 17, 2026 | Jun 17, 2026 |
| A•••••• P•••••••• L•• | Consultant | Na | no | 01/2026 | Jun 17, 2026 | Jun 17, 2026 |
| M••• J••••• D•••• | CHIEF COMPLIANCE OFFICER | Na | no | 01/2026 | Jun 17, 2026 | Jun 17, 2026 |
| $278M |
| 26 |
| 21 |
| 8 |
| n/a |
| n/a |
| 2024 | Mar 12, 2025 | $0 | $0 | 13 | 11 | 3 | n/a | n/a |
| MT JULIET, TN |
| Team lift out |
| RIA to new firm |
| 8.7% |
| T•••• W••••• | 9 | Aug 27, 2025 | Jun 10, 2025 | HIGH POINT, NC | Team lift out | RIA to new firm | 39.1% |