DFX Intelligence

D••••• G• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

D••••• G• C•••••••

Advisor at I•••••• A•••••••

MONTGOMERY, AL | Auburn, AL

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Search this name across graphsid dfx:ria:53763e48-14c2-c876-5068-49e496c52eeb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• A•••••••	Independent wealth	Dec 3, 2024	n/a	yes	Auburn, AL\|MONTGOMERY, AL	Current employment
I•••••• A•••••••	Independent wealth	Jul 7, 2016	Nov 20, 2024	no	Auburn, AL\|MONTGOMERY, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	I•••••• A•••••••	Jul 24, 2026	Jul 7, 2016	-3,669	Firm change after gap	Other
O••••••••• S••••••••• I•••	L•• F•••••••• L••	Oct 10, 2013	Oct 14, 2013

Relationships

Registered with (4)

→ I•••••• A•••••••Registered adviserregistration: previous registration
Jul 7, 2016 to Nov 20, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2013 to Jul 24, 2026factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
May 16, 2013 to Oct 10, 2013factForm ADV
→ O•••• F•• I•••

Dated events

Occurred
Jul 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53763e48-14c2-c876-5068-49e496c52eeb
First observed: Apr 8, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.