RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• G• C•••••••
- I•••••• A••••••• independent RIA currentsince Dec 3, 2024 · Auburn, Al
- I•••••• A••••••• independent RIAJul 7, 2016 to Nov 20, 2024 · Auburn, Al
- L•• F•••••••• L•• BD affiliatedOct 14, 2013 to Jul 24, 2026 · Montgomery, Al
- O••••••••• S••••••••• I••• BD affiliatedMay 16, 2013 to Oct 10, 2013 · Baton Rouge, La
- O•••• F•• I••• formerApr 8, 2003 to Apr 24, 2013 · Auburn, Al
- L•• F•••••••• L•• to I•••••• A•••••••left Jul 24, 2026, registered Jul 7, 2016 (-3669 days) · Other
- O••••••••• S••••••••• I••• to L•• F•••••••• L••left Oct 10, 2013, registered Oct 14, 2013 (4 days) · Other
- O•••• F•• I••• to O••••••••• S••••••••• I•••left Apr 24, 2013, registered May 16, 2013 (22 days) · Other
- D••••• G• C••••••• left L•• F•••••••• L•• for I•••••• A••••••• (registered 2016-07-07)Jul 24, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address