DFX Intelligence

Data Factory

S•••••••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•••••••• C•••••• M••••••••• L••

CRD 164661

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:53773469-4716-c5e5-996c-41b9d7776e0c

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 10
On other graphs: 2
Observed: Aug 20, 2012 to Mar 25, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••••• C•••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

S•••••••• C•••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• C•••••• M•••••••• L•••	Hedge Fund	$4.4B	Oct 12, 2022	99	Mar 31, 2015	dropped	n/a
S•••••••• C•••••• M••••• F••• L•••	Hedge Fund	$2.4B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• J•••••••• R••••••	CHIEF FINANCIAL OFFICER	Na	yes	03/2021	Mar 24, 2021	Mar 27, 2024
H••••••••• C••••••••• G•••••	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER	Na	yes	07/2022	Oct 12, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• C•••••• I••••••••• F••• G• L•••	n/a	n/a	n/a	Y	yes	n/a
S•••••••• C•••••• U• L••	n/a	n/a	n/a	Y	yes	n/a
S•••••••• I••••••••• R••••••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Mumbai	n/a	India	6	no
NEW YORK	NY	United States	2	no
SAN FRANCISCO	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$3.0B	-13.2%	$2.8B	-2.5%	28	24	3	2

Relationships

Advises (10)

→ S•••••••• T••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ S•••••••• C•••••• M••••• F••• L•••Private fundHedge Fund, IA
Jul 2, 2012 to presentfactForm ADV
→ S•••••••• C•••••• O••••••••• P•• C••• 1••••Private fundPrivate Equity Fund, IA
Mar 24, 2021 to presentfactForm ADV
→ S•••••••• C••••••••• O••••••••• F••• L•

Dated events

Occurred
Mar 30, 2023
Regulatory AUM changed
S•••••••• C•••••• M••••••••• L•• reported RAUM $2.8B, down 45% from $5.2B (2022-10-12 to 2023-03-30)
Form ADVobserved 7 days ago
$-2.4B
Occurred
Oct 12, 2022
Control person joined
George Christian Hildenbrand (General Counsel & Chief Compliance Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L••
Form ADVobserved 7 days ago
Occurred
Mar 24, 2022
Regulatory AUM changed
S•••••••• C•••••• M••••••••• L•• reported RAUM $5.2B, up 64% from $3.2B (2021-03-24 to 2022-03-24)
Form ADVobserved 7 days ago
$2.0B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53773469-4716-c5e5-996c-41b9d7776e0c
First observed: Aug 20, 2012
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 25, 2026	$2.6B	$2.6B	28	13	3	7	n/a
2024	Mar 27, 2025	$3.0B	$3.0B	24	10	2	7	n/a
2023	Mar 27, 2024	$2.9B	$2.9B	24	9	3	7	$2.9B
2022	Mar 30, 2023	$2.8B	$2.8B	24	10	2	7	$2.8B
2021	Mar 24, 2022	$5.2B	$5.2B	19	7	0	7	$9.6B
2020	Mar 24, 2021	$3.2B	$3.2B	9	2	0	5	$6.1B
2019	Mar 19, 2020	$2.7B	$2.7B	4	1	1	4	$4.8B
2018	Mar 11, 2019	$2.7B	$2.7B	4	1	1	4	$4.6B
2017	Mar 20, 2018	$2.2B	$2.2B	4	1	1	4	$3.5B
2016	Mar 16, 2017	$1.2B	$1.2B	4	1	n/a	4	$1.8B
2015	Mar 22, 2016	$1.1B	$1.1B	2	1	n/a	4	$1.6B
2014	Mar 31, 2015	$719M	$719M	5	2	n/a	4	$1.0B
2013	Mar 14, 2014	$415M	$415M	5	2	n/a	3	$282M
2012	Mar 28, 2013	$128M	$128M	5	1	n/a	2	$128M