DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S•••••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 164661SEC 801-77079websiteIAPD
Latest filing Mar 25, 2026
First filing on the tape Aug 20, 2012 · 27 filings
SEC status approved since Sep 19, 2012
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
13 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
7
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.6B as of Mar 25, 2026
Mar 28, 2013$128M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 28, 20130 then
Employees (5.A)28 as of Mar 25, 2026
Mar 28, 20135 then
Private funds7 as of Mar 25, 2026
Mar 28, 20132 then
RAUM -13% over the last fiscal year-2.5% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$240MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.5B, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.6B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$2.5B for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      10 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• J•••••••• R•••••• · Chief Financial Officercontrol
        since 03/2021 · owns less than 5%
      • H••••••••• C••••••••• G••••• · General Counsel & Chief Compliance Officercontrol
        since 07/2022 · owns less than 5%
      • M••••• R•••• A• · Managing Membercontrol
        since 05/2009 · owns 75% or more
      • P•••••• K•••• N•• · Chief Operating Officercontrol
        since 01/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      • S•••••••• C•••••• I••••••••• F••• G• L•••
        investment adviserpooled vehicle sponsory
      • S•••••••• C•••••• U• L••
        investment advisery
      • S•••••••• I••••••••• R••••••• L••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • Mumbai, India6 employees
      • New York, NY2 employees
      • San Francisco, CA1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 13
        Mar 27, 2025 to Mar 25, 2026
      • Pooled vehicle clients · 11 to 12
        Mar 27, 2025 to Mar 25, 2026
      • Assets in custody · $2.8B to $2.5B
        Mar 27, 2025 to Mar 25, 2026
      • Employees · 24 to 28
        Mar 27, 2025 to Mar 25, 2026
      • Other offices · 2 to 3
        Mar 27, 2025 to Mar 25, 2026
      • Discretionary RAUM · $3.0B to $2.6B
        Mar 27, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $3.0B to $2.6B
        Mar 27, 2025 to Mar 25, 2026
      • RAUM · $3.0B to $2.6B
        Mar 27, 2025 to Mar 25, 2026
      • HQ state · unset to CA
        Mar 27, 2024 to Mar 27, 2025
      • Other offices · 3 to 2
        Mar 27, 2024 to Mar 27, 2025
      • Discretionary RAUM · $2.9B to $3.0B
        Mar 27, 2024 to Mar 27, 2025
      • Pooled vehicle RAUM · $2.9B to $3.0B
        Mar 27, 2024 to Mar 27, 2025
      • RAUM · $2.9B to $3.0B
        Mar 27, 2024 to Mar 27, 2025
      • Advisory employees · 9 to 10
        Mar 27, 2024 to Mar 27, 2025
      • Assets in custody · $2.7B to $2.8B
        Mar 27, 2024 to Mar 27, 2025
      • Financial planning clients · 0 to 0
        Mar 27, 2024 to Mar 27, 2025
      • HQ city · LONDON to SAN FRANCISCO
        Mar 27, 2024 to Mar 27, 2025
      • Advisory employees · 10 to 9
        Oct 5, 2023 to Mar 27, 2024
      • Assets in custody · $2.8B to $2.7B
        Oct 5, 2023 to Mar 27, 2024
      • Other offices · 2 to 3
        Oct 5, 2023 to Mar 27, 2024
      • Discretionary RAUM · $2.8B to $2.9B
        Oct 5, 2023 to Mar 27, 2024
      • Pooled vehicle RAUM · $2.8B to $2.9B
        Oct 5, 2023 to Mar 27, 2024
      • RAUM · $2.8B to $2.9B
        Oct 5, 2023 to Mar 27, 2024
      • Advisory employees · 7 to 10
        Oct 12, 2022 to Mar 30, 2023
      • Assets in custody · $5.2B to $2.8B
        Oct 12, 2022 to Mar 30, 2023
      • Employees · 19 to 24
        Oct 12, 2022 to Mar 30, 2023
      • Other offices · 0 to 2
        Oct 12, 2022 to Mar 30, 2023
      • Discretionary RAUM · $5.2B to $2.8B
        Oct 12, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $5.2B to $2.8B
        Oct 12, 2022 to Mar 30, 2023
      • RAUM · $5.2B to $2.8B
        Oct 12, 2022 to Mar 30, 2023
      • Accounts · 9 to 11
        Mar 24, 2021 to Mar 24, 2022
      • Advisory employees · 2 to 7
        Mar 24, 2021 to Mar 24, 2022
      • Pooled vehicle clients · 9 to 11
        Mar 24, 2021 to Mar 24, 2022
      • Assets in custody · $3.2B to $5.2B
        Mar 24, 2021 to Mar 24, 2022
      • Employees · 9 to 19
        Mar 24, 2021 to Mar 24, 2022
      • Private funds · 5 to 7
        Mar 24, 2021 to Mar 24, 2022
      • Discretionary RAUM · $3.2B to $5.2B
        Mar 24, 2021 to Mar 24, 2022
      • Pooled vehicle RAUM · $3.2B to $5.2B
        Mar 24, 2021 to Mar 24, 2022
      • RAUM · $3.2B to $5.2B
        Mar 24, 2021 to Mar 24, 2022
      • Accounts · 8 to 9
        Mar 19, 2020 to Mar 24, 2021
      Signals
      10 dated events
      • S•••••••• C•••••• M••••••••• L•• reported RAUM $2.8B, down 45% from $5.2B (2022-10-12 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • George Christian Hildenbrand (General Counsel & Chief Compliance Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L••
        Oct 12, 2022 · Control person joined · fact
      • S•••••••• C•••••• M••••••••• L•• reported RAUM $5.2B, up 64% from $3.2B (2021-03-24 to 2022-03-24)
        Mar 24, 2022 · RAUM change · derived
      • Nicholas Vincent Cirella (Chief Compliance Officer) no longer on Schedule A of S•••••••• C•••••• M••••••••• L•• (listed 2021-03-24, absent 2022-03-24)
        Mar 24, 2022 · Control person left · inference
      • Nmn Kalp Parekh (Chief Operating Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L••
        Mar 24, 2022 · Control person joined · fact
      • Nmn Gautam Sharma (Chief Compliance Officer) no longer on Schedule A of S•••••••• C•••••• M••••••••• L•• (listed 2020-03-19, absent 2021-03-24)
        Mar 24, 2021 · Control person left · inference
      • Nicholas Vincent Cirella (Chief Compliance Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L••
        Mar 24, 2021 · Control person joined · fact
      • R•••••• J••••••• C•••••• (Chief Finanancial Officer) appeared on Schedule A of S•••••••• C•••••• M••••••••• L••
        Mar 24, 2021 · Control person joined · fact
      • S•••••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 81% from $1.2B (2017-03-16 to 2018-03-20)
        Mar 20, 2018 · RAUM change · derived
      • S•••••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Aug 20, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/steadview-capitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      2124040345reportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026