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K•••••• R•• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

K•••••• R•• E••••••

Advisor at V•••••• A•••••••• I•••

Fremont, IN

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Search this name across graphsid dfx:ria:53830c78-3091-a05e-4cbb-18e977c11059

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 5, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••• A•••••••• I•••	Bd affiliated wealth	Sep 27, 2022	n/a	yes	Fremont, IN	Current employment
K•• S••••••••• L••	n/a	Oct 13, 2016	Sep 27, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K•• S••••••••• L••	V•••••• A•••••••• I•••	Sep 27, 2022	Sep 27, 2022	0	Firm change	Other
M• H••••••• S••••••••• I•••	K•• S••••••••• L••	Apr 4, 2016

Relationships

Registered with (4)

→ V•••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 27, 2022 to presentfactForm ADV
→ K•• S••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2016 to Sep 27, 2022factForm ADV
→ M• H••••••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2008 to Apr 4, 2016factForm ADV
→ E•• F•••••••• A•••••••Registered adviser

Dated events

Occurred
Sep 27, 2022
Advisor changed firm
K•••••• R•• E•••••• left K•• S••••••••• L•• for V•••••• A•••••••• I••• (registered 2022-09-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53830c78-3091-a05e-4cbb-18e977c11059
First observed: Dec 5, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.