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Advisor at R•• W••••• P•••••••
BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• W••••• P••••••• | Independent wealth | Feb 6, 2017 | n/a | yes | BOSTON, MA | Current employment |
| B••••• W••••• M••••••••• L•• | Former SEC adviser | Jul 2, 2009 | Feb 21, 2017 | no | NEEDHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• W••••• M••••••••• L•• | R•• W••••• P••••••• | Feb 21, 2017 | Feb 6, 2017 | -15 | Firm change | Other |
| T•••••• E••••••••• • P••••••••• I••• | B••••• W••••• M••••••••• L•• | Jul 2, 2009 | Jul 2, 2009 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104747:156984:MA:2017-02-21 | Feb 21, 2017 | Feb 6, 2017 | NEEDHAM, MA | Firm change |
| T•••••• E••••••••• • P••••••••• I••• |
| Institutional manager |
| Jan 5, 2001 |
| Jul 2, 2009 |
| no |
| PROVIDENCE, RI |
| Previous registration |
| 0 |
| Firm change |
| Other |